OMB control number

Uniform Application and Uniform Termination Notice for Municipal Securities Principal or Municipal Securities Representative Associated with a Bank Municipal Securities Dealer

OMB 7100-0100 · FRS.

OMB 7100-0100

These mandatory information collections must be submitted in certain circumstances by a municipal security dealer (MSD) that is itself or is a subsidiary of a state member bank (SMB), a bank holding company (BHC), a savings and loan holding company (SLHC), or a foreign dealer bank, as defined below. Form MSD-4 collects information (such as personal history and professional qualifications) regarding an employee whom the MSD wishes to assume the duties of municipal securities principal or representative. Form MSD-5 collects the date of, and reason for, termination of such an employee.

The latest form for Uniform Application and Uniform Termination Notice for Municipal Securities Principal or Municipal Securities Representative Associated with a Bank Municipal Securities Dealer expires 2026-07-31 and can be found here.

Latest Forms, Documents, and Supporting Material

Document Name
Form Form MSD-4 Reporting Form MSD-4 Form
Form Form MSD-5 Recordkeeping Form MSD-5 Form
Form Form MSD-4 Recordkeeping Form MSD-4 Form
Form Form MSD-5 Reporting Form MSD-5 Form
FormMSD4_FormMSD5_20220719_omb.pdf Supporting Statement A
Reporting Form MSD-4 Form
Recordkeeping Form MSD-5 Form
Recordkeeping Form MSD-4 Form
Reporting Form MSD-5 Form

All Historical Document Collections

202207-7100-002 Approved without change	Extension without change of a currently approved collection	2022-07-19
201907-7100-006 Approved without change	Revision of a currently approved collection	2019-07-08
201907-7100-004 Approved without change	No material or nonsubstantive change to a currently approved collection	2019-07-08
201702-7100-007 Approved without change	No material or nonsubstantive change to a currently approved collection	2017-02-13
201605-7100-003 Approved without change	Revision of a currently approved collection	2016-05-23
201302-7100-007 Approved without change	Revision of a currently approved collection	2013-04-30
201301-7100-004 Approved without change	No material or nonsubstantive change to a currently approved collection	2013-01-31
201002-7100-002 Approved without change	Extension without change of a currently approved collection	2010-04-16
201001-7100-005 Approved without change	No material or nonsubstantive change to a currently approved collection	2010-01-27
200701-7100-009 Approved without change	Extension without change of a currently approved collection	2007-04-25
200611-7100-004 Approved without change	No material or nonsubstantive change to a currently approved collection	2007-01-26
200403-7100-005 Approved without change	Extension without change of a currently approved collection	2004-03-26
200312-7100-008 Approved without change	No material or nonsubstantive change to a currently approved collection	2003-12-24
200103-7100-012 Approved without change	No material or nonsubstantive change to a currently approved collection	2001-03-28
200103-7100-008 Approved without change	Extension without change of a currently approved collection	2001-03-30
200101-7100-005 Approved without change	No material or nonsubstantive change to a currently approved collection	2001-01-23
199802-7100-003 Approved without change	Revision of a currently approved collection	1998-02-20
199704-7100-012 Approved with change	No material or nonsubstantive change to a currently approved collection	1997-04-14
199703-7100-009 Approved with change	No material or nonsubstantive change to a currently approved collection	1997-03-13
199502-7100-006 Approved without change	Revision of a currently approved collection	1995-02-21
199409-7100-006 Approved with change	No material or nonsubstantive change to a currently approved collection	1994-09-01
199304-7100-011 Approved without change	Extension without change of a currently approved collection	1993-04-23
199008-7100-001 Approved without change	Revision of a currently approved collection	1990-08-03
199003-7100-009 Approved with change	No material or nonsubstantive change to a currently approved collection	1990-03-23
198906-7100-031 Approved with change	No material or nonsubstantive change to a currently approved collection	1989-06-05
198710-7100-012 Approved without change	Revision of a currently approved collection	1987-10-01
198405-7100-007 Approved without change	Revision of a currently approved collection	1984-05-15
198403-7100-009 Approved with change	No material or nonsubstantive change to a currently approved collection	1984-03-19
198109-7100-006 Approved without change	Extension without change of a currently approved collection	1981-09-24
198104-7100-073 Approved without change	Revision of a currently approved collection	1981-04-30

OMB Details

Reporting Form MSD-4

Federal Enterprise Architecture: Economic Development - Financial Sector Oversight

Form Form MSD-4	Uniform Application for Municipal Securities Principal or Municipal Securities Representative Associated with a Bank Municipal Securities Dealer	www.federalreserve.gov/apps/reportforms/default.aspx	Form
Form		www.federalreserve.gov/apps/reportforms/default.aspx	Instruction

Review document collections for all forms, instructions, and supporting documents - including paper/printable forms.