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Federal forms, ICRs, and supporting documents

Information Collection Request

Uniform Application for Municipal System Principal or Municipal Securities Dealer; Uniform Termination Notice for Municipal ...

ICR 199703-7100-009 · OMB 7100-0100 · Historical Active

Forms and Documents
DocumentTypeStatusAvailability
No forms / supporting documents in this ICR. Check IC Document Collections.
IC Document Collections
IC IDCollectionTypeStatusForm
177929 Uniform Application for Municipal System Principal or Municipal Securities Dealer; Uniform Termination Notice for Municipal ... Form Migrated
ICR Details
7100-0100 199703-7100-009
Historical Active 199502-7100-006
FRS
Uniform Application for Municipal System Principal or Municipal Securities Dealer; Uniform Termination Notice for Municipal ...
No material or nonsubstantive change to a currently approved collection   No
Delegated
Approved with change 03/13/1997
Retrieve Notice of Action (NOA) 03/13/1997
  Inventory as of this Action Requested Previously Approved
02/28/1998 02/28/1998 02/28/1998
369 0 110
1,015 0 303
0 0 0
The filing of this application is required of a Municipal Securities Dealer Bank (MSD) and a person associated with a MSD, prior to such person functioning in a profesional capacity. This application serves to verify compliance with the rules of the Municipal Securities Rulemaking Board and with related securities and banking laws. It is also used as a source document for entry into an interagency computer system of records.
None
None
No
1
IC Title Form No. Form Name
Uniform Application for Municipal System Principal or Municipal Securities Dealer; Uniform Termination Notice for Municipal ... FR-MSD-4
  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 369 110 0 0 259 0
Annual Time Burden (Hours) 1,015 303 0 0 712 0
Annual Cost Burden (Dollars) 0 0 0 0 0 0
No
No
$0
No
No
Uncollected
Uncollected
Uncollected
Uncollected
  No
On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
03/13/1997