OMB.report

Federal forms, ICRs, and supporting documents

Information Collection Request

Uniform Application for Municipal Securities Principal or Municipal Securities Representative Associated with a Bank Municipal Securities Dealer

ICR 201702-7100-007 · OMB 7100-0100 · Historical Active

Forms and Documents
DocumentTypeStatusAvailability
Form Form MSD-4 Uniform Application for Municipal Securities Principal or Municipal Securities Representative Associated with a Bank Municipal Securities Dealer Form Modified Repair queued
FormMSD4_201702_83c.pdf Justification for No Material/Nonsubstantive Change Uploaded 2017-02-13 Available
IC Document Collections
IC IDCollectionTypeStatusForm
36102 Uniform Application for Municipal Securities Principal or Municipal Securities Representative Associated with a Bank Municipal Securities Dealer Form Modified
ICR Details
7100-0100 201702-7100-007
Historical Active 201605-7100-003
FRS Form MSD-4
Uniform Application for Municipal Securities Principal or Municipal Securities Representative Associated with a Bank Municipal Securities Dealer
No material or nonsubstantive change to a currently approved collection   No
Delegated
Approved without change 02/13/2017
Retrieve Notice of Action (NOA) 02/13/2017
  Inventory as of this Action Requested Previously Approved
05/31/2019 05/31/2019 05/31/2019
20 0 20
20 0 20
0 0 0
This information collection is submitted on occasion by state member banks (SMBs), bank holding companies (BHCs), savings and loan holding companies (SLHCs), and foreign dealer banks that are municipal securities dealers. The Form MSD-4 collects information (such as personal history and professional qualifications) on an employee whom the bank wishes to assume the duties of municipal securities principal or representative.
US Code: 15 USC 78o-4(a)-(b) and 78q Name of Law: Securities Exchange Act of 1934
   US Code: 15 USC 78o-4(c) Name of Law: Securities Exchange Act of 1934
   US Code: 15 USC 78w(a) Name of Law: Securities Exchange Act of 1934
   US Code: 15 USC 78c(a)(34)(A)(ii) Name of Law: Securities Exchange Act of 1934
   US Code: 12 USC 248(a)(1) Name of Law: Federal Reserve Act
   US Code: 12 USC 3105(c)(2) Name of Law: International Banking Act
   US Code: 12 USC 1467a(b)(2) Name of Law: Home Owners’ Loan Act
  
None
Not associated with rulemaking
  81 FR 8494 02/19/2016
81 FR 27132 05/05/2016
No
  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 20 20 0 0 0 0
Annual Time Burden (Hours) 20 20 0 0 0 0
Annual Cost Burden (Dollars) 0 0 0 0 0 0
No
No
$0
No
No
No
No
No
Uncollected
Kaitlin Chiarelli 571 372-4529 [email protected]
  No
On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
02/13/2017