Records of Acquisition and Disposition, Dealers of Type 01/02 Firearms, and Collectors of Type 03 Firearms

ICR 202206-1140-001 · OMB 1140-0032 · Received in OIRA

⚠️ Notice: This information collection may be outdated. More recent filings for OMB 1140-0032 can be found here:

2025-07-23 - Revision of a currently approved collection

Forms and Documents

Document	Type	Status	Availability
27 CFR 478.125 Records of Receipt and Disposition 4.1.2021.pdf	Supplementary Document	Uploaded 2022-06-10	Repair queued
Justification for OMB 1140-0032 6.24.2022.docx	Supporting Statement A	Uploaded 2022-06-24	Repair queued

IC Document Collections

IC ID	Collection	Type	Status	Form
12763	Records of Acquisition and Disposition, Dealers of Type 01/02 Firearms, and Collectors of Type 03 Firearms		Modified

ICR Details

OMB Control No: 1140-0032	ICR Reference No: 202206-1140-001
Status: Received in OIRA	Previous ICR Reference No: 202005-1140-002
Agency/Subagency: DOJ/ATF	Agency Tracking No:
Title: Records of Acquisition and Disposition, Dealers of Type 01/02 Firearms, and Collectors of Type 03 Firearms
Type of Information Collection: Revision of a currently approved collection	Common Form ICR: No
Type of Review Request: Regular	Date Submitted to OIRA: 06/24/2022

	Requested	Previously Approved
Expiration Date	36 Months From Approved	07/31/2023
Responses	114,001	51,976
Time Burden (Hours)	347,703	158,527
Cost Burden (Dollars)	0	0

Abstract: The recordkeeping requirement for this collection allows Bureau of Alcohol, Tobacco, Firearms and Explosives personnel to inquire about firearms acquisition and disposition (A&D) records, during the course of criminal investigations or government compliance inspections.

Authorizing Statute(s): US Code: 18 USC 923 Name of Law: Crimes and Criminal Procedure

Citations for New Statutory Requirements: None

Associated Rulemaking Information
RIN:	Stage of Rulemaking:	Federal Register Citation:	Date:
	Not associated with rulemaking

Federal Register Notices & Comments
60-day Notice:	Federal Register Citation:	Citation Date:
	87 FR 18818	03/31/2022
30-day Notice:	Federal Register Citation:	Citation Date:
	87 FR 36146	06/15/2022
Did the Agency receive public comments on this ICR? No

Number of Information Collection (IC) in this ICR: 1

IC Title	Form No.	Form Name
Records of Acquisition and Disposition, Dealers of Type 01/02 Firearms, and Collectors of Type 03 Firearms

ICR Summary of Burden

	Total Request	Previously Approved	Change Due to Agency Discretion
Annual Number of Responses	114,001	51,976	62,025
Annual Time Burden (Hours)	347,703	158,527	189,176
Annual Cost Burden (Dollars)	0	0	0

Burden increases because of Program Change due to Agency Discretion: Yes

Burden Increase Due to: Miscellaneous Actions

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement: The adjustment associated with this collection includes an increase in the total respondents and responses by 62,025, due to the addition of Type 01/02 firearms dealers and Type 03 firearms collectors. Consequently, the total burden hours have also increased by 189,176 since the last renewal in 2020.

Annual Cost to Federal Government: $0

Does this IC contain surveys, censuses, or employ statistical methods? No

Does this ICR request any personally identifiable information (see OMB Circular No. A-130 for an explanation of this term)? Please consult with your agency's privacy program when making this determination. No

Does this ICR include a form that requires a Privacy Act Statement (see 5 U.S.C. §552a(e)(3))? Please consult with your agency's privacy program when making this determination. No

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? No

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? No

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? No

Agency Contact: Dawn Smith 304 267-1994

Common Form ICR: No