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Federal forms, ICRs, and supporting documents

Information Collection Request

46 CFR Part 540 - Application for Certificate of Financial Responsibility

ICR 202010-3072-002 · OMB 3072-0012 · Received in OIRA

Forms and Documents
DocumentTypeStatusAvailability
Form FMC-131 46 CFR 540 - Application for Certificate of Financial Responsibility Form Modified Repair queued
Form FMC 133A Guaranties - Performance Certificates - New and Amended Form New Missing upstream
Form FMC 133B Surety Bonds/Self-Insurance/Guaranties - Casualty Certificants Form Modified Missing upstream
Form FMC-132A Surety Bonds - Performance Certificants - New and Amended Form Modified Missing upstream
Narrative for PVO IC 3072-0012 - FINAL 12.1.2020.docx Supporting Statement A Uploaded 2020-12-01 Repair queued
IC Document Collections
IC IDCollectionTypeStatusForm
32177 46 CFR 540 - Application for Certificate of Financial Responsibility Form Modified
244717 Guaranties - Performance Certificates - New and Amended Form New
244716 Notify FMC of Arrangements for Which Performance Certificant Does Not Assume Financial Responsibility New
244715 Termination and Cancellation of Coverage - Performance Certificants New
244714 Termination/Cancellation of Financial Responsibility Coverage - Casualty Certificants New
185630 File Evidence of Charter Arrangements w/FMC - Casualty Certificants Modified
185629 Furnish Written Designation of Legal Agent - Casualty Certificants Modified
185628 Surety Bonds/Self-Insurance/Guaranties - Casualty Certificants Form Modified
185617 Unearned Passenger Revenue Reports - Performance Certificants Modified
185616 Furnish Written Designation of Legal Agent - Performance Certificants Modified
185615 Surety Bonds - Performance Certificants - New and Amended Form Modified
185612 Independent Auditors Reports to Escrow Agents and Commission Modified
185611 Reports by Escrow Agents to Operators/Charters & Commission Modified
185610 Recomputation Certificates to Commission and Escrow Agent Modified
185608 Escrow Agreement - New and Amended Modified
185606 Coverage Requirement - Performance Certificants Modified
185592 Application Change - Casualty Certificants Modified
185591 Application Change - Performance Certificants Modified
ICR Details
3072-0012 202010-3072-002
Received in OIRA 201702-3072-001
FMC
46 CFR Part 540 - Application for Certificate of Financial Responsibility
Reinstatement with change of a previously approved collection   No
Regular 12/01/2020
  Requested Previously Approved
36 Months From Approved
445 0
1,233 0
49,204 0
Sections 2 and 3 of P.L. 89-777 (46 USC 44101-44106) require owners or charterers of passenger vessels with 50 or more passenger berths or stateroom accommodations and embarking passengers at US ports and territories to establish their financial responsibility to meet liability incurred for death or injury to passengers and other persons, and to indemnify passengers in the event of nonperformance of transportation. The FMC's Rules at 46 CFR Part 540 implement Public Law 89-777 and specify financial responsibility coverage requirements for such owners and charterers.
PL: Pub.L. 89 - 777 2 and 3 Name of Law: Safety at Sea Act
  
None
Not associated with rulemaking
  85 FR 21233 04/16/2020
85 FR 67739 10/26/2020
No
  Total Request Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 445 0 0 -246 0 691
Annual Time Burden (Hours) 1,233 0 0 -10 0 1,243
Annual Cost Burden (Dollars) 49,204 0 0 49,204 0 0
Yes
Miscellaneous Actions
Yes
Miscellaneous Actions
Form FMC-131 is being revised to make the form more intuitive and easier to understand. Twelve fields have been eliminated due to being captured on the financial instrument and we have reduced several questions regarding financial responsibility into two questions. Additionally, information will be collected in a data format, as opposed to receiving this information in a narrative format, which will assist us in analyzing the submissions.
$175,171
No
    No
    No
No
No
No
No
Sandra Kusumoto 202 523-5787 [email protected]
  No
On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
12/01/2020