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Federal forms, ICRs, and supporting documents

Information Collection Request

46 CFR Part 540 - Application for Certificate of Financial Responsibility

ICR 201702-3072-001 · OMB 3072-0012 · Historical Active

Forms and Documents
DocumentTypeStatusAvailability
Form FMC-131 46 CFR 540 - Application for Certificate of Financial Responsibility Form Modified Available
Form FMC 132B Surety Bonds/Self-Insurance/Guaranties - Casualty Certificants Form Modified Available
Form FMC-132A Surety Bonds - Performance Certificants - New and Amended Form Modified Available
Form FMC 133A Guaranties - Performance Certificates - New and Amended Form Removed Available
2017 30 day FR notice - FINAL.doc Supplementary Document Uploaded 2017-02-28 Available
Narrative for PVO IC 3072-0012 - FINAL.docx Supporting Statement A Uploaded 2017-02-28 Available
IC Document Collections
IC IDCollectionTypeStatusForm
32177 46 CFR 540 - Application for Certificate of Financial Responsibility Form Modified
185630 File Evidence of Charter Arrangements w/FMC - Casualty Certificants Unchanged
185629 Furnish Written Designation of Legal Agent - Casualty Certificants Unchanged
185628 Surety Bonds/Self-Insurance/Guaranties - Casualty Certificants Form Modified
185627 Termination/Cancellation of Financial Responsibility Coverage - Casualty Certificants Removed
185618 Notify FMC of Arrangements for Which Performance Certificant Does Not Assume Financial Responsibility Removed
185617 Unearned Passenger Revenue Reports - Performance Certificants Modified
185616 Furnish Written Designation of Legal Agent - Performance Certificants Modified
185615 Surety Bonds - Performance Certificants - New and Amended Form Modified
185614 Exemption whole-ship charters - furnish copy of contract w/in 30 days Removed
185613 Guaranties - Performance Certificates - New and Amended Form Removed
185612 Independent Auditors Reports to Escrow Agents and Commission Modified
185611 Reports by Escrow Agents to Operators/Charters & Commission Modified
185610 Recomputation Certificates to Commission and Escrow Agent Modified
185608 Escrow Agreement - New and Amended Modified
185607 Termination and Cancellation of Coverage - Performance Certificants Removed
185606 Coverage Requirement - Performance Certificants Modified
185592 Application Change - Casualty Certificants Modified
185591 Application Change - Performance Certificants Modified
ICR Details
3072-0012 201702-3072-001
Historical Active 201502-3072-001
FMC
46 CFR Part 540 - Application for Certificate of Financial Responsibility
Extension without change of a currently approved collection   No
Regular
Approved with change 05/16/2017
Retrieve Notice of Action (NOA) 02/28/2017
  Inventory as of this Action Requested Previously Approved
05/31/2020 36 Months From Approved 05/31/2017
691 0 645
1,243 0 1,294
0 0 13,912
Sections 2 and 3 of P.L. 89-777 (46 USC 44101-44106) require owners or charterers of passenger vessels with 50 or more passenger berths or stateroom accommodations and embarking passengers at US ports and territories to establish their financial responsibility to meet liability incurred for death or injury to passengers and other persons, and to indemnify passengers in the event of nonperformance of transportation. The FMC's Rules at 46 CFR Part 540 implement Public Law 89-777 and specify financial responsibility coverage requirements for such owners and charterers.
PL: Pub.L. 89 - 777 2 and 3 Name of Law: Safety at Sea Act
  
None
Not associated with rulemaking
  81 FR 89940 12/13/2016
82 FR 15706 03/30/2017
No
14
IC Title Form No. Form Name
46 CFR 540 - Application for Certificate of Financial Responsibility FMC-131 Application for Certificate of Financial Responsibility
Termination/Cancellation of Financial Responsibility Coverage - Casualty Certificants
Surety Bonds/Self-Insurance/Guaranties - Casualty Certificants FMC 132B, FMC 133B Passenger Vessel Surety Bond ,   Guaranty in Respect of Liability for Death or Injury
Furnish Written Designation of Legal Agent - Casualty Certificants
File Evidence of Charter Arrangements w/FMC - Casualty Certificants
Recomputation Certificates to Commission and Escrow Agent
Unearned Passenger Revenue Reports - Performance Certificants
Escrow Agreement - New and Amended
Surety Bonds - Performance Certificants - New and Amended FMC-132A Passenger Vessel Surety Bond
Independent Auditors Reports to Escrow Agents and Commission
Reports by Escrow Agents to Operators/Charters & Commission
Furnish Written Designation of Legal Agent - Performance Certificants
Application Change - Performance Certificants
Coverage Requirement - Performance Certificants
Application Change - Casualty Certificants
Termination and Cancellation of Coverage - Performance Certificants
Notify FMC of Arrangements for Which Performance Certificant Does Not Assume Financial Responsibility
Guaranties - Performance Certificates - New and Amended FMC 133A Guaranty in Respect of Liability for Nonperformance, Section 3 of the Act
Exemption whole-ship charters - furnish copy of contract w/in 30 days
  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 691 645 0 94 -48 0
Annual Time Burden (Hours) 1,243 1,294 0 23 -74 0
Annual Cost Burden (Dollars) 0 13,912 0 -13,912 0 0
Yes
Miscellaneous Actions
Yes
Miscellaneous Actions
Based on the number of actual filings by respondents, the total number of annual hours requested as decreased.
$175,171
No
No
No
No
No
Uncollected
Sandra Kusumoto 202 523-5787 [email protected]
  No
On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
02/28/2017