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Federal forms, ICRs, and supporting documents

Information Collection Request

Reporting and Recordkeeping Requirements Associated with Regulation Y (Capital Plans)

ICR 202006-7100-010 · OMB 7100-0342 · Active

Forms and Documents
DocumentTypeStatusAvailability
FRY13_20201210_omb.pdf Supporting Statement A Uploaded 2020-12-10 Repair queued
IC Document Collections
IC IDCollectionTypeStatusForm
227962 Recordkeeping Section 225.8(e)(1)(iii) Unchanged
198091 Recordkeeping Section 225.8(e)(1)(i) Unchanged
198090 Reporting Section 225.8(k)(4) Modified
198089 Reporting Sections 225.8(k)(1) and (2) Modified
198088 Reporting Section 225.8(j) Modified
198087 Reporting Section 225.8(h)(2)(ii)(B) Modified
198086 Reporting Section 225.8(e)(4) Unchanged
198085 Reporting Section 225.8(e)(3) Unchanged
198084 Reporting Section 225.8(e)(1)(ii) Unchanged
ICR Details
7100-0342 202006-7100-010
Active 202001-7100-002
FRS FR Y-13
Reporting and Recordkeeping Requirements Associated with Regulation Y (Capital Plans)
Revision of a currently approved collection   No
Delegated
Approved without change 12/10/2020
Retrieve Notice of Action (NOA) 12/10/2020
  Inventory as of this Action Requested Previously Approved
12/31/2023 36 Months From Approved 01/31/2023
146 0 166
335,893 0 337,921
0 0 0
Regulation Y - Bank Holding Companies and Change in Bank Control (12 CFR Part 225) requires large bank holding companies and U.S. intermediate holding companies (jointly referred to as BHCs) to submit capital plans to the Board on an annual basis and requires such BHCs to request prior approval from the Board under certain circumstances before making a capital distribution. Although there are additional data reporting requirements, there are no required reporting forms associated with this information collection.
US Code: 12 USC 3907 Name of Law: International Lending Supervision Act of 1983
   US Code: 12 USC 3909 Name of Law: International Lending Supervision Act of 1983
   US Code: 12 USC 5365 Name of Law: Dodd-Frank Wall Street Reform and Consumer Protection Act
   US Code: 12 USC 5366 Name of Law: Dodd-Frank Wall Street Reform and Consumer Protection Act
   US Code: 12 USC 1844(b) Name of Law: Bank Holding Company Act of 1956
   US Code: 12 USC 1844(c) Name of Law: Bank Holding Company Act of 1956
  
None
7100-AF02 Final or interim final rulemaking 85 FR 15576 03/18/2020
  83 FR 18160 04/25/2018
85 FR 15576 03/18/2020
No
  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 146 166 0 -20 0 0
Annual Time Burden (Hours) 335,893 337,921 0 -2,028 0 0
Annual Cost Burden (Dollars) 0 0 0 0 0 0
Yes
Changing Regulations
Yes
Changing Regulations
The estimated total annual burden for the FR Y-13 is 337,921 hours, and would decrease to 335,893 hours with the adopted revisions. The Board estimates that the revisions to the FR Y-13 would decrease the estimated annual burden by 2,028 hours. The Board estimates that the hours per response for the new reporting requirement is 2 hours.
$106,400
No
    No
    No
No
No
No
No
Richard Palmer 202 502-8438 [email protected]
  No
On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
12/10/2020