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Federal forms, ICRs, and supporting documents

Information Collection Request

Reporting and Recordkeeping Requirements Associated with Regulation Y (Capital Plans)

ICR 202001-7100-002 · OMB 7100-0342 · Historical Active

Forms and Documents
DocumentTypeStatusAvailability
FRY13_20200110_omb.pdf Supporting Statement A Uploaded 2020-01-10 Available
IC Document Collections
IC IDCollectionTypeStatusForm
227962 Recordkeeping Section 225.8(e)(1)(iii) Modified
198091 Recordkeeping Section 225.8(e)(1)(i) Modified
198090 Reporting Section 225.8(g)(6) Unchanged
198089 Reporting Section 225.8(g)(3)(iii)(A) Unchanged
198088 Reporting Sections 225.8(g)(1), (3), and (4) Modified
198087 Reporting Section 225.8(f)(3)(i) Unchanged
198086 Reporting Section 225.8(e)(4) Unchanged
198085 Reporting Section 225.8(e)(3) Modified
198084 Reporting Section 225.8(e)(1)(ii) Modified
ICR Details
7100-0342 202001-7100-002
Historical Active 201906-7100-008
FRS FR Y-13
Reporting and Recordkeeping Requirements Associated with Regulation Y (Capital Plans)
Revision of a currently approved collection   No
Delegated
Approved without change 01/10/2020
Retrieve Notice of Action (NOA) 01/10/2020
  Inventory as of this Action Requested Previously Approved
01/31/2023 36 Months From Approved 06/30/2022
166 0 170
337,921 0 366,036
0 0 0
Regulation Y - Bank Holding Companies and Change in Bank Control (12 CFR 225) requires large bank holding companies and U.S. intermediate holding companies (jointly referred to as BHCs) to submit capital plans to the Board on an annual basis and requires such BHCs to request prior approval from the Board under certain circumstances before making a capital distribution. Although there are additional data reporting requirements, there are no required reporting forms associated with this information collection.
US Code: 12 USC 1844(b) Name of Law: Bank Holding Company Act of 1956
   US Code: 12 USC 1844(c) Name of Law: Bank Holding Company Act of 1956
   US Code: 12 USC 3907 Name of Law: International Lending Supervision Act of 1983
   US Code: 12 USC 3909 Name of Law: International Lending Supervision Act of 1983
   US Code: 12 USC 5365 Name of Law: Dodd-Frank Wall Street Reform and Consumer Protection Act
   US Code: 12 USC 5366 Name of Law: Dodd-Frank Wall Street Reform and Consumer Protection Act
  
PL: Pub.L. 115 - 174 132 Name of Law: Economic Growth, Regulatory Relief, and Consumer Protection Act
7100-AF45 Final or interim final rulemaking 84 FR 59032 11/01/2019
  83 FR 61408 11/29/2018
84 FR 21988 05/15/2019
No
  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 166 170 -4 0 0 0
Annual Time Burden (Hours) 337,921 366,036 -28,115 0 0 0
Annual Cost Burden (Dollars) 0 0 0 0 0 0
No
No
The estimated total annual burden for the FR Y-13 is 366,036 hours, and would decrease to 337,921 hours with the adopted revisions. The Board estimates that the revisions to the FR Y-13 would decrease the estimated annual burden by 28,115 hours.
$106,400
No
    No
    No
No
No
No
Uncollected
Richard Palmer 202 502-8438 [email protected]
  No
On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
01/10/2020