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Federal forms, ICRs, and supporting documents

Information Collection Request

Liquidity Coverage Ratio: Liquidity Risk Measurement, Standards, and Monitoring (LCR)

ICR 201911-3064-010 · OMB 3064-0197 · Active

Forms and Documents
DocumentTypeStatusAvailability
SPST-0197 LCR Ratio (2019 Tailoring Final Rule) - 11-27-19.doc Supporting Statement A Uploaded 2019-11-27 Available
IC Document Collections
IC IDCollectionTypeStatusForm
236234 Section 329.108(b) - NSFR consolidation procedures Removed
236233 Section 329.110(b)(3) - NSFR report of progress toward achieving compliance Removed
236232 Section 329.110(b) - NSFR liquidity plan for achieving compliance Removed
236231 Section 329.110(b) - NSFR shortfall liquidity plan Removed
236214 Section 329.110(a) - NSFR shortfall notification Removed
230787 Section 329.22(a)(5) Documented methodology providing consistent treatment for determining whether eligible HQLA meets operational requirements Modified
230786 Section 329.22(a)(2) Policies that require eligible HQLA to be under control of liquidity risk management function Modified
230784 Section 329.40(b)(3)(iv) Weekly report of progress toward achieving compliance Modified
230783 Section 329.40(b) Notification that liquidity coverage ratio is less than minimum in § 329.10 for 3 consecutive days or otherwise noncompliant Modified
212679 Section 329.40(b) Plan for achieving compliance Modified
212678 Section 329.40(a) Notification that liquidity coverage ratio is less than minimum in § 329.10 Modified
ICR Details
3064-0197 201911-3064-010
Active 201905-3064-004
FDIC 3064-0197
Liquidity Coverage Ratio: Liquidity Risk Measurement, Standards, and Monitoring (LCR)
Revision of a currently approved collection   No
Regular
Approved without change 01/22/2020
Retrieve Notice of Action (NOA) 11/27/2019
  Inventory as of this Action Requested Previously Approved
01/31/2023 36 Months From Approved 04/30/2021
40 0 40
497 0 249
0 0 0
The Liquidity Coverage Ratio (LCR) rule implements a quantitative liquidity requirement and contains requirements subject to the Paperwork Reduction Act. The reporting and recordkeeping requirements are found in Sections 329.22 and 329.40. The requirements contained in the LCR rule are designed to promote the short-term resilience of the liquidity risk profile of large and internationally active banking organizations, thereby improving the banking sector’s ability to absorb shocks arising from financial and economic stress, and to further improve the measurement and management of liquidity risk. The final rule revises the criteria for determining the applicability of liquidity requirements for large U.S. banking organizations and the U.S. intermediate holding companies of certain foreign banking organizations. The final rule establishes four risk-based categories for determining the applicability of requirements under the agencies’ LCR rule. Under the final rule, such requirements increase in stringency based on measures of size, cross-jurisdictional activity, weighted short-term wholesale funding, nonbank assets, and off-balance sheet exposure. The final rule applies tailored liquidity requirements to depository institution holding companies and U.S. intermediate holding companies with $100 billion or more in total consolidated assets as well as to certain depository institutions. In particular, the final rule revises Sections 329.1, .3, .10, .30, and .50 of the FDIC’s LCR rule.
US Code: 12 USC 1815 Name of Law: Federal Deposit Insurance Act
   US Code: 12 USC 1816 Name of Law: Federal Deposit Insurance Act
   US Code: 12 USC 1819 Name of Law: Federal Deposit Insurance Act
   US Code: 12 USC 1828 Name of Law: Federal Deposit Insurance Act
   US Code: 12 USC 1831p-1 Name of Law: Federal Deposit Insurance Act
   PL: Pub.L. 115 - 17 401 Name of Law: Economic Growth, Regulatory Relief, and Consumer Protection Act
   US Code: 12 USC 5412 Name of Law: Dodd-Frank Wall Street Reform and Consumer Protection Act
   US Code: 12 USC 1818 Name of Law: Federal Deposit Insurance Act
   US Code: 12 USC 5365 Name of Law: Dodd-Frank Wall Street Reform and Consumer Protection Act
  
US Code: 12 USC 5365 Name of Law: Dodd-Frank Wall Street Reform and Consumer Protection Act
PL: Pub.L. 115 - 174 401 Name of Law: Economic Growth, Regulatory Relief, and Consumer Protection Act
3064-AE96 Final or interim final rulemaking 84 FR 59230 11/01/2019
No
  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 40 40 0 0 0 0
Annual Time Burden (Hours) 497 249 248 0 0 0
Annual Cost Burden (Dollars) 0 0 0 0 0 0
No
No
No
    No
    No
No
Yes
No
Uncollected
Jennifer Jones 202 551-5776 [email protected]
  No
On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
11/27/2019