OMB.report

Federal forms, ICRs, and supporting documents

Information Collection Request

Liquidity Coverage Ratio: Liquidity Risk Measurement, Standards, and Monitoring (LCR)

ICR 201905-3064-004 · OMB 3064-0197 · Historical Inactive

Forms and Documents
DocumentTypeStatusAvailability
SPST-0197 LCR Ratio (2019 FBO Tailoring) - 5-28-19.doc Supporting Statement A Uploaded 2019-05-29 Available
IC Document Collections
IC IDCollectionTypeStatusForm
236234 Section 329.108(b) - NSFR consolidation procedures New
236233 Section 329.110(b)(3) - NSFR report of progress toward achieving compliance New
236232 Section 329.110(b) - NSFR liquidity plan for achieving compliance New
236231 Section 329.110(b) - NSFR shortfall liquidity plan New
236214 Section 329.110(a) - NSFR shortfall notification New
230787 Section 329.22(a)(5) Documented methodology providing consistent treatment for determining whether eligible HQLA meets operational requirements Modified
230786 Section 329.22(a)(2) Policies that require eligible HQLA to be under control of liquidity risk management function Modified
230784 Section 329.40(b)(3)(iv) Weekly report of progress toward achieving compliance Modified
230783 Section 329.40(b) Notification that liquidity coverage ratio is less than minimum in § 329.10 for 3 consecutive days or otherwise noncompliant Modified
212679 Section 329.40(b) Plan for achieving compliance Modified
212678 Section 329.40(a) Notification that liquidity coverage ratio is less than minimum in § 329.10 Modified
ICR Details
3064-0197 201905-3064-004
Historical Inactive 201803-3064-007
FDIC 3064-0197
Liquidity Coverage Ratio: Liquidity Risk Measurement, Standards, and Monitoring (LCR)
Revision of a currently approved collection   No
Regular
Comment filed on proposed rule and continue 08/07/2019
Retrieve Notice of Action (NOA) 05/29/2019
OMB files this comment in accordance with 5 CFR 1320.11(c). This OMB action is not an approval to conduct or sponsor an information collection under the Paperwork Reduction Act of 1995. This action has no effect on any current approvals. If OMB has assigned this ICR a new OMB Control Number, the OMB Control Number will not appear in the active inventory. For future submissions of this information collection, reference the OMB Control Number provided. Resubmit when proposed rule is finalized.
  Inventory as of this Action Requested Previously Approved
04/30/2021 36 Months From Approved 04/30/2021
40 0 40
249 0 249
0 0 0
The Liquidity Coverage Ratio (LCR) rule implements a quantitative liquidity requirement and contains requirements subject to the Paperwork Reduction Act. The reporting and recordkeeping requirements are found in Sections 329.22, 329.40, 329.110, and 329.108. The requirements contained in the LCR rule are designed to promote the short-term resilience of the liquidity risk profile of large and internationally active banking organizations, thereby improving the banking sector’s ability to absorb shocks arising from financial and economic stress, and to further improve the measurement and management of liquidity risk. The LCR rule establishes a quantitative minimum liquidity coverage ratio that requires a company subject to the rule to maintain an amount of high-quality liquid assets (the numerator of the ratio) that is no less than 100 percent of its total net cash outflows over a prospective 30 calendar-day period (the denominator of the ratio). The combined proposal (as a result of three separate notices of proposed rulemaking) would require a covered company to take certain actions following a net stable funding ratio (NSFR) shortfall. In addition, if an institution includes an available stable funding (ASF) amount in excess of the required stable funding (RSF amount) of the consolidated subsidiary, it must implement and maintain written procedures to identify and monitor applicable statutory, regulatory, contractual, supervisory, or other restrictions on transferring assets from the consolidated subsidiaries.
US Code: 12 USC 1815 Name of Law: Federal Deposit Insurance Act
   US Code: 12 USC 1816 Name of Law: Federal Deposit Insurance Act
   US Code: 12 USC 1819 Name of Law: Federal Deposit Insurance Act
   US Code: 12 USC 1828 Name of Law: Federal Deposit Insurance Act
   US Code: 12 USC 1831p-1 Name of Law: Federal Deposit Insurance Act
   US Code: 12 USC 5412 Name of Law: Dodd-Frank Wall Street Reform and Consumer Protection Act
   US Code: 12 USC 1818 Name of Law: Federal Deposit Insurance Act
   US Code: 12 USC 5365 Name of Law: Dodd-Frank Wall Street Reform and Consumer Protection Act
   PL: Pub.L. 115 - 17 401 Name of Law: Economic Growth, Regulatory Relief, and Consumer Protection Act
  
US Code: 12 USC 5365 Name of Law: Dodd-Frank Wall Street Reform and Consumer Protection Act
PL: Pub.L. 115 - 174 401 Name of Law: Economic Growth, Regulatory Relief, and Consumer Protection Act
3064-AE96 Proposed rulemaking 84 FR 24296 05/24/2019
No
No
No
No
    No
    No
No
Yes
No
Uncollected
Jennifer Jones 202 551-5776 [email protected]
  No
On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
05/29/2019