OMB.report

Federal forms, ICRs, and supporting documents

Information Collection Request

Uniform Application/Uniform Termination for Municipal Securities Principal or Representative

ICR 201803-3064-001 · OMB 3064-0022 · Historical Active

Forms and Documents
DocumentTypeStatusAvailability
Form MSD-5 Uniform Termination Notice for Securities Principal or Represenatative Form New Available
Form MSD-4 Uniform Application for Municipal Securities Principal or Representative Form New Available
FR2-0022 Uniform Application Termination of Municipal Securities Principal 83 FR 10850 March 12, 2018.pdf Supplementary Document Uploaded 2018-03-13 Available
FR1-0022 Uniform Application Termination of Municipal Securities Principal 82 FR 61566 Dec 28 2017.pdf Supplementary Document Uploaded 2018-03-07 Available
SPST-0022 Uniform Application and Termination Notice Municipal Securities Principal 2018 Renewal.doc Supporting Statement A Uploaded 2018-03-07 Available
IC Document Collections
IC IDCollectionTypeStatusForm
31758 Uniform Application/Uniform Termination for Municipal Securities Principal or Representative Instruction Removed
230576 Uniform Termination Notice for Securities Principal or Represenatative Form New
230575 Uniform Application for Municipal Securities Principal or Representative Form New
ICR Details
3064-0022 201803-3064-001
Historical Active 201702-3064-003
FDIC
Uniform Application/Uniform Termination for Municipal Securities Principal or Representative
Extension without change of a currently approved collection   No
Regular
Approved without change 04/30/2018
Retrieve Notice of Action (NOA) 03/13/2018
  Inventory as of this Action Requested Previously Approved
04/30/2021 36 Months From Approved 04/30/2018
4 0 75
3 0 75
0 0 0
An insured state nonmember bank that serves as a municipal securities dealer must file Form MSD-4 or MSD-5, as applicable, to permit an employee to become associated, or to terminate the association, with the municipal securities dealer. FEB 2017 - The agencies are making nonsubstantive revisions to the forms and instructions associated with this information collection to remove a requirement to provide Social Security Number information and to permit alternative means of filing.
US Code: 15 USC 78o-4 Name of Law: Securities Exchange Act of 1934
  
None
Not associated with rulemaking
  82 FR 61566 12/28/2017
83 FR 10850 03/13/2018
No
  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 4 75 0 0 -71 0
Annual Time Burden (Hours) 3 75 0 0 -72 0
Annual Cost Burden (Dollars) 0 0 0 0 0 0
No
No
$0
No
    Yes
    Yes
No
No
No
Uncollected
Manuel Cabeza 202 898-3781 [email protected]
  No
On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
03/13/2018