OMB.report

Federal forms, ICRs, and supporting documents

Information Collection Request

Uniform Application/Uniform Termination for Municipal Securities Principal or Representative

ICR 202102-3064-010 · OMB 3064-0022 · Received in OIRA

Forms and Documents
DocumentTypeStatusAvailability
Form FDIC 6200-55 (Revi Uniform Termination Notice for Securities Principal or Represenatative Form Modified Repair queued
Form FDIC 6200-54 Revis Uniform Application for Municipal Securities Principal or Representative Form Unchanged Missing upstream
FR2-0022 Application for Municipal Securities Principal 86 FR 22431 April 28 2021.pdf Supplementary Document Uploaded 2021-04-28 Repair queued
FR1-0022 Application for Municipal Securities Principal 86 FR 9935 February 17 2021.pdf Supplementary Document Uploaded 2021-04-27 Repair queued
SPST-0022 Uniform Application and Termination Notice Municipal Securities Principal 2021 Renewal FINAL.docx Supporting Statement A Uploaded 2021-04-27 Missing upstream
IC Document Collections
IC IDCollectionTypeStatusForm
230576 Uniform Termination Notice for Securities Principal or Represenatative Form Modified
230575 Uniform Application for Municipal Securities Principal or Representative Form Unchanged
ICR Details
3064-0022 202102-3064-010
Received in OIRA 201808-3064-001
FDIC
Uniform Application/Uniform Termination for Municipal Securities Principal or Representative
Extension without change of a currently approved collection   No
Regular 04/28/2021
  Requested Previously Approved
36 Months From Approved 04/30/2021
4 4
4 3
0 0
An Insured state nonmember bans or state savings association that serves as a municipal securities dealer must file Form MSD-4 or MSD-5, as applicable, to permit an employee to become associated, or to terminate the association, with the municipal securities dealer.
US Code: 15 USC 78o-4 Name of Law: Securities Exchange Act of 1934
   US Code: 15 USC 78q Name of Law: Securities Exchange Act of 1934
   US Code: 15 USC 78w Name of Law: Securities Exchange Act of 1934
  
None
Not associated with rulemaking
  86 FR 9935 02/17/2021
86 FR 22431 04/28/2021
No
  Total Request Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 4 4 0 0 0 0
Annual Time Burden (Hours) 4 3 0 0 1 0
Annual Cost Burden (Dollars) 0 0 0 0 0 0
No
No
$0
No
    Yes
    Yes
No
No
No
No
Manuel Cabeza 202 898-3781 [email protected]
  No
On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
04/28/2021