Advanced Capital Adequacy Framework Regulatory Reporting Requirements

ICR 201705-1557-004 · OMB 1557-0239 · Historical Active

⚠️ Notice: This information collection may be outdated. More recent filings for OMB 1557-0239 can be found here:

Forms and Documents

Document	Type	Status	Availability
Form FFIEC 101 Advanced Capital Adequacy Framework Regulatory Reporting Requirements	Form	Modified	Available
FFIEC 101 Supporting Statement 5-22-17.docx	Supporting Statement A	Uploaded 2017-05-31	Available

IC Document Collections

IC ID	Collection	Type	Status	Form
181965	Advanced Capital Adequacy Framework Regulatory Reporting Requirements	Form	Modified

ICR Details

OMB Control No: 1557-0239	ICR Reference No: 201705-1557-004
Status: Historical Active	Previous ICR Reference No: 201607-1557-008
Agency/Subagency: TREAS/OCC	Agency Tracking No:
Title: Advanced Capital Adequacy Framework Regulatory Reporting Requirements
Type of Information Collection: Revision of a currently approved collection	Common Form ICR: No
Type of Review Request: Regular
OIRA Conclusion Action: Approved without change	Conclusion Date: 08/29/2017
Retrieve Notice of Action (NOA)	Date Received in OIRA: 06/02/2017
Terms of Clearance:

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	08/31/2020	36 Months From Approved	09/30/2019
Responses	56	0	56
Time Burden (Hours)	37,800	0	37,800
Cost Burden (Dollars)	0	0	0

Abstract: The OCC uses the information provided through the FFIEC 101 to assess and monitor the levels and components of each institution's risk-based capital requirements and the adequacy of their capital under the Advanced Capital Adequacy Framework, which is a significant component of safety and soundness. The changes include removing two items related to reporting of credit valuation adjustments (CVA) and exposure default (EAD), as the agencies no longer need banks to report this information in those items.

Authorizing Statute(s): US Code: 12 USC 1 et seq. Name of Law: National Bank Act

Citations for New Statutory Requirements: None

Associated Rulemaking Information
RIN:	Stage of Rulemaking:	Federal Register Citation:	Date:
	Not associated with rulemaking

Federal Register Notices & Comments
60-day Notice:	Federal Register Citation:	Citation Date:
	82 FR 12274	03/01/2017
30-day Notice:	Federal Register Citation:	Citation Date:
	82 FR 25655	06/02/2017
Did the Agency receive public comments on this ICR? No

Number of Information Collection (IC) in this ICR: 1

IC Title	Form No.	Form Name
Advanced Capital Adequacy Framework Regulatory Reporting Requirements	FFIEC 101	Regulatory Capital Reporting for Institutions Subject to the Advanced Capital Adequacy Framework

ICR Summary of Burden

	Total Approved	Previously Approved
Annual Number of Responses	56	56
Annual Time Burden (Hours)	37,800	37,800
Annual Cost Burden (Dollars)	0	0

Burden increases because of Program Change due to Agency Discretion: No

Burden Increase Due to:

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement:

Annual Cost to Federal Government:

Does this IC contain surveys, censuses, or employ statistical methods? No

Does this ICR request any personally identifiable information (see OMB Circular No. A-130 for an explanation of this term)? Please consult with your agency's privacy program when making this determination. No

Does this ICR include a form that requires a Privacy Act Statement (see 5 U.S.C. §552a(e)(3))? Please consult with your agency's privacy program when making this determination. No

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? No

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? No

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? Uncollected

Agency Contact: Kevin Korzeniewski 202 874-5090

Common Form ICR: No