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Federal forms, ICRs, and supporting documents

Information Collection Request

Advanced Capital Adequacy Framework Regulatory Reporting Requirements

ICR 201607-1557-008 · OMB 1557-0239 · Historical Active

Forms and Documents
DocumentTypeStatusAvailability
Form FFIEC 101 Advanced Capital Adequacy Framework Regulatory Reporting Requirements Form Modified Available
FFIEC 101 Supporting Statement 7-25-16.docx Supporting Statement A Uploaded 2016-07-27 Available
IC Document Collections
IC IDCollectionTypeStatusForm
181965 Advanced Capital Adequacy Framework Regulatory Reporting Requirements Form Modified
ICR Details
1557-0239 201607-1557-008
Historical Active 201312-1557-001
TREAS/OCC
Advanced Capital Adequacy Framework Regulatory Reporting Requirements
Revision of a currently approved collection   No
Regular
Approved without change 09/27/2016
Retrieve Notice of Action (NOA) 08/18/2016
  Inventory as of this Action Requested Previously Approved
09/30/2019 36 Months From Approved 03/31/2017
56 0 56
37,800 0 37,800
0 0 0
The OCC uses the information provided through the FFIEC 101 to assess and monitor the levels and components of each institution's risk-based capital requirements and the adequacy of their capital under the Advanced Capital Adequacy Framework, which is a significant component of safety and soundness. The changes include adding the Legal Entity Identifier (LEI) number for entities that already had obtained one, expanding the respondent panel for the Board of Governors of the Federal Reserve System to include intermediate holding companies, and revising the requested data on Schedule A related to the supplementary leverage ratio.
US Code: 12 USC 1 et seq. Name of Law: National Bank Act
  
PL: Pub.L. 111 - 203 124 Name of Law: Dodd-Frank Wall Street Reform and Consumer Protection Act
Not associated with rulemaking
  81 FR 22702 04/18/2016
81 FR 55260 08/18/2016
No
  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 56 56 0 0 0 0
Annual Time Burden (Hours) 37,800 37,800 0 0 0 0
Annual Cost Burden (Dollars) 0 0 0 0 0 0
No
No
No
No
No
No
No
Uncollected
Kevin Korzeniewski 202 874-5090
  No
On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
08/18/2016