OMB.report

Federal forms, ICRs, and supporting documents

Information Collection Request

Uniform Application/Uniform Termination for Municipal Securities Principal or Representative

ICR 201408-3064-002 · OMB 3064-0022 · Historical Active

Forms and Documents
DocumentTypeStatusAvailability
Form MSD-4 Uniform Application/Uniform Termination for Municipal Securities Principal or Representative Form and Instruction Modified Available
SPST-0022 2014 Renewal Uniform App-Term.doc Supporting Statement A Uploaded 2014-12-19 Available
IC Document Collections
IC IDCollectionTypeStatusForm
31758 Uniform Application/Uniform Termination for Municipal Securities Principal or Representative Form and Instruction Modified
ICR Details
3064-0022 201408-3064-002
Historical Active 201109-3064-001
FDIC
Uniform Application/Uniform Termination for Municipal Securities Principal or Representative
Extension without change of a currently approved collection   No
Regular
Approved without change 03/04/2015
Retrieve Notice of Action (NOA) 12/30/2014
  Inventory as of this Action Requested Previously Approved
03/31/2018 36 Months From Approved 03/31/2015
75 0 75
75 0 75
0 0 0
An insured state nonmember bank that serves as a municipal securities dealer must file Form MSD-4 or MSD-5, as applicable, to permit an employee to become associated, or to terminate the association, with the municipal securities dealer.
US Code: 15 USC 78o-4 Name of Law: Securities Exchange Act of 1934
  
None
Not associated with rulemaking
  79 FR 62616 10/20/2014
79 FR 78090 12/29/2014
No
  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 75 75 0 0 0 0
Annual Time Burden (Hours) 75 75 0 0 0 0
Annual Cost Burden (Dollars) 0 0 0 0 0 0
No
No
$0
No
No
No
No
No
Uncollected
Gary Kuiper 202 898-3877 [email protected]
  No
On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
12/30/2014