OMB.report

Federal forms, ICRs, and supporting documents

Information Collection Request

Core Principles and Other Requirements for Swap Execution Facilities

ICR 201309-3038-001 · OMB 3038-0074 · Historical Active

Forms and Documents
DocumentTypeStatusAvailability
Form Appendix A Core Principles and Other Requirements for Swap Execution Facilities Form and Instruction Unchanged Available
3038 0074 Updated Answers to 8 12 SEF Final rule.docx Supporting Statement B Uploaded 2013-09-03 Available
SEFsupportingstatement 08 26 13 Edits GBS 10 22 13.doc Supporting Statement A Uploaded 2013-10-22 Repair queued
Proposed Rule-60-day FRN.pdf Supplementary Document Uploaded 2011-01-20 Available
IC Document Collections
IC IDCollectionTypeStatusForm
207217 Core Principles and Other Requirements for Swap Execution Facilities Form and Instruction Unchanged
195702 Core Principles and Other Requirements for Swap Execution Facilities Unchanged
ICR Details
3038-0074 201309-3038-001
Historical Active 201306-3038-006
CFTC
Core Principles and Other Requirements for Swap Execution Facilities
New collection (Request for a new OMB Control Number)   No
Regular
Approved with change 11/04/2013
Retrieve Notice of Action (NOA) 09/03/2013
  Inventory as of this Action Requested Previously Approved
11/30/2016 36 Months From Approved
210 0 0
21,560 0 0
0 0 0
The proposed rules, guidance and acceptable practices implement the new statutory framework that, among other things, amends Section 5 of the Commodity Exchange Act (CEA) concerning designation and operating contract markets and adds a new CEA Section 2(h)(8) to include the listing, trading, and execution of swaps on designated contract markets.
PL: Pub.L. 111 - 203 124 Stat. 1376 (2010) Name of Law: Dodd-Frank Act
  
PL: Pub.L. 111 - 203 124 Stat 1376 (2010) Name of Law: Dodd-Frank Act
3038-AD18 Final or interim final rulemaking 78 FR 33476 06/04/2013
No
  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 210 0 175 35 0 0
Annual Time Burden (Hours) 21,560 0 10,780 10,780 0 0
Annual Cost Burden (Dollars) 0 0 0 0 0 0
Yes
Changing Regulations
No
There is no burden increase. There are 35 respondents and each responds 5 times for a total of 175 annual responses.
$96,000
No
No
No
Yes
No
Uncollected
Gail Scott 202 418-5139 [email protected]
  No
On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
09/03/2013