OMB.report

Federal forms, ICRs, and supporting documents

Information Collection Request

Core Principles and Other Requirements for Swap Execution Facilities

ICR 201306-3038-006 · OMB 3038-0074 · Historical Inactive

Forms and Documents
DocumentTypeStatusAvailability
Form Appendix A Core Principles and Other Requirements for Swap Execution Facilities Form and Instruction New Repair queued
3038 0074 Updated Answers to 8 12 SEF Final rule.docx Supporting Statement B Uploaded 2013-06-05 Repair queued
SEFsupportingstatement 08 26 13.doc Supporting Statement A Uploaded 2013-08-27 Repair queued
Proposed Rule-60-day FRN.pdf Supplementary Document Uploaded 2011-01-20 Available
IC Document Collections
IC IDCollectionTypeStatusForm
207217 Core Principles and Other Requirements for Swap Execution Facilities Form and Instruction New
195702 Core Principles and Other Requirements for Swap Execution Facilities Unchanged
ICR Details
3038-0074 201306-3038-006
Historical Inactive 201012-3038-011
CFTC
Core Principles and Other Requirements for Swap Execution Facilities
New collection (Request for a new OMB Control Number)   No
Regular
Comment filed on proposed rule 08/28/2013
Retrieve Notice of Action (NOA) 06/05/2013
Pursuant to 5 CFR 1320.11(c), OMB files this comment on this information collection request (ICR. The agency shall examine public comment in response to the NPRM and will describe in the supporting statement of its next collection any public comments received regarding the collection as well as why (or why it did not) incorporate the commenter’s recommendation. The next submission to OMB must include the draft final rule.
  Inventory as of this Action Requested Previously Approved
36 Months From Approved
0 0 0
0 0 0
0 0 0
The proposed rules, guidance and acceptable practices implement the new statutory framework that, among other things, amends Section 5 of the Commodity Exchange Act (CEA) concerning designation and operating contract markets and adds a new CEA Section 2(h)(8) to include the listing, trading, and execution of swaps on designated contract markets.
PL: Pub.L. 111 - 203 124 Stat. 1376 (2010) Name of Law: Dodd-Frank Act
  
PL: Pub.L. 111 - 203 124 Stat 1376 (2010) Name of Law: Dodd-Frank Act
3038-AD18 Proposed rulemaking 76 FR 1214 01/07/2011
No
Yes
Changing Regulations
No
There is no burden increase. There are 35 respondents and each responds 5 times for a total of 175 annual responses.
$96,000
No
No
No
Yes
No
Uncollected
Gail Scott 202 418-5139 [email protected]
  No
On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
06/05/2013