OMB.report

Federal forms, ICRs, and supporting documents

Information Collection Request

Notice By Financial Institutions of Government Securities Broker or Government Securities Dealer Activities; Notice by Financial Institutions of Termination of Activities as a Government Securities Br

ICR 201302-7100-009 · OMB 7100-0224 · Historical Active

Forms and Documents
DocumentTypeStatusAvailability
Form G-FINW Notice By Financial Institutions of Termination of Activities as a Government Securities Broker or Government Securities Dealer Form Modified Repair queued
Form Form G-FIN Notice By Financial Institutions of Government Securities Broker or Government Securities Dealer Activities Form Modified Available
FRGFIN_20130429_omb.docx Supporting Statement A Uploaded 2013-04-30 Available
FRGFIN_W_20130114_83c.pdf Justification for No Material/Nonsubstantive Change Uploaded 2013-01-16 Available
IC Document Collections
IC IDCollectionTypeStatusForm
46127 Notice By Financial Institutions of Termination of Activities as a Government Securities Broker or Government Securities Dealer Form Modified
36251 Notice By Financial Institutions of Government Securities Broker or Government Securities Dealer Activities Form Modified
ICR Details
7100-0224 201302-7100-009
Historical Active 201301-7100-007
FRS G-FIN; G-FINW
Notice By Financial Institutions of Government Securities Broker or Government Securities Dealer Activities; Notice by Financial Institutions of Termination of Activities as a Government Securities Br
Extension without change of a currently approved collection   No
Delegated
Approved without change 04/30/2013
Retrieve Notice of Action (NOA) 04/30/2013
  Inventory as of this Action Requested Previously Approved
04/30/2016 36 Months From Approved 04/30/2013
6 0 6
5 0 5
0 0 0
The Government Securities Act of 1986 requires financial institutions to notify their appropriate regulatory authority of their intent to engage in government securities broker or dealer activity, to amend information submitted previously, and to record their termination of such activity.
US Code: 15 USC 78o-5 and 78c Name of Law: Securities Exchange Act
  
None
Not associated with rulemaking
  78 FR 9691 02/11/2013
78 FR 24745 04/26/2013
No
  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 6 6 0 0 0 0
Annual Time Burden (Hours) 5 5 0 0 0 0
Annual Cost Burden (Dollars) 0 0 0 0 0 0
No
No
$0
No
No
No
No
No
Uncollected
Jennifer Williams 202 452-2446 [email protected]
  No
On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
04/30/2013