OMB.report

Federal forms, ICRs, and supporting documents

Information Collection Request

Notice By Financial Institutions of Government Securities Broker or Government Securities Dealer Activities; Notice by Financial Institutions of Termination of Activities as a Government Securities Br

ICR 201301-7100-007 · OMB 7100-0224 · Historical Active

Forms and Documents
DocumentTypeStatusAvailability
Form FR GFINW Notice By Financial Institutions of Termination of Activities as a Government Securities Broker or Government Securities Dealer Form Modified Repair queued
FRGFIN_W_20130114_83c.pdf Justification for No Material/Nonsubstantive Change Uploaded 2013-01-16 Available
IC Document Collections
IC IDCollectionTypeStatusForm
46127 Notice By Financial Institutions of Termination of Activities as a Government Securities Broker or Government Securities Dealer Form Modified
36251 Notice By Financial Institutions of Government Securities Broker or Government Securities Dealer Activities Instruction Modified
ICR Details
7100-0224 201301-7100-007
Historical Active 201002-7100-004
FRS FR G-FIN; FR G-FINW
Notice By Financial Institutions of Government Securities Broker or Government Securities Dealer Activities; Notice by Financial Institutions of Termination of Activities as a Government Securities Br
No material or nonsubstantive change to a currently approved collection   No
Delegated
Approved without change 01/31/2013
Retrieve Notice of Action (NOA) 01/31/2013
  Inventory as of this Action Requested Previously Approved
04/30/2013 04/30/2013 04/30/2013
6 0 18
5 0 12
0 0 0
The GFIN is used to collect information regarding the initiation of government securities broker or dealer activities or to amend information previously provided. The GFINW is used to collect information regarding the termination of government securities broker or dealer activities.
US Code: 15 USC 78o-5 and 78c Name of Law: Government Securities Act
  
None
Not associated with rulemaking
  75 FR 5320 02/02/2010
75 FR 19973 04/16/2010
No
  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 6 18 0 0 -12 0
Annual Time Burden (Hours) 5 12 0 0 -7 0
Annual Cost Burden (Dollars) 0 0 0 0 0 0
No
No
Decrease in burden reflects an update to the FR G-FIN, FR G-FINW respondent count.
$0
No
No
No
No
No
Uncollected
Jennifer Williams 202 452-2446 [email protected]
  No
On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
01/31/2013