OMB.report

Federal forms, ICRs, and supporting documents

Information Collection Request

Notice By Financial Institutions of Government Securities Broker or Government Securities Dealer Activities; Notice by Financial Institutions of Termination of Activities as a Government Securities Br

ICR 201002-7100-004 · OMB 7100-0224 · Historical Active

Forms and Documents
DocumentTypeStatusAvailability
FRGFIN_FRGFINW_20100416_omb.pdf Supporting Statement A Uploaded 2010-04-16 Available
IC Document Collections
IC IDCollectionTypeStatusForm
46127 Notice By Financial Institutions of Termination of Activities as a Government Securities Broker or Government Securities Dealer Instruction Modified
36251 Notice By Financial Institutions of Government Securities Broker or Government Securities Dealer Activities Instruction Modified
ICR Details
7100-0224 201002-7100-004
Historical Active 201001-7100-007
FRS FR G-FIN; FR G-FINW
Notice By Financial Institutions of Government Securities Broker or Government Securities Dealer Activities; Notice by Financial Institutions of Termination of Activities as a Government Securities Br
Extension without change of a currently approved collection   No
Delegated
Approved without change 04/16/2010
Retrieve Notice of Action (NOA) 04/16/2010
  Inventory as of this Action Requested Previously Approved
04/30/2013 36 Months From Approved 04/30/2010
18 0 18
12 0 12
0 0 0
The Government Securities Act of 1986 requires financial institutions to notify their appropriate regulatory authority of their intent to engage in government securities broker or dealer activity, to amend information submitted previously, and to record their termination of such activity.
US Code: 15 USC 78c and 78o-5 Name of Law: Government Securities Act
  
None
Not associated with rulemaking
  75 FR 5320 02/02/2010
75 FR 19973 04/16/2010
No
  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 18 18 0 0 0 0
Annual Time Burden (Hours) 12 12 0 0 0 0
Annual Cost Burden (Dollars) 0 0 0 0 0 0
No
No
$0
No
No
Uncollected
Uncollected
No
Uncollected
Scott Farmer 202-452-2253 [email protected]
  No
On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
04/16/2010