OMB.report

Federal forms, ICRs, and supporting documents

Information Collection Request

Annual Stress Test Rule and Company-Run Annual Stress Test Reporting Templates

ICR 201211-1557-001 · OMB 1557-0311 · Historical Active

Forms and Documents
DocumentTypeStatusAvailability
OCC DFAST-14A Regulatory Capital Template Form New Repair queued
OCC DFAST-14A Contact Template Form New Available
OCC DFAST-14A Scenario Template Form New Available
OCC DFAST-14A Operational Risk Template Form New Repair queued
OCC DFAST-14A Basel III Capital Template Form New Repair queued
OCC DFAST-14A Counterparty Risk Template Form New Repair queued
Supporting Statement - Stress Test Templates (50 Billion or More)(1557-0311).docx Supporting Statement A Uploaded 2012-12-05 Available
IC Document Collections
IC IDCollectionTypeStatusForm
204748 OCC DFAST-14A Regulatory Capital Template Form New
204745 OCC DFAST-14A Contact Template Form New
204744 OCC DFAST-14A Scenario Template Form New
204743 OCC DFAST-14A Operational Risk Template Form New
204742 OCC DFAST-14A Basel III Capital Template Form New
204741 OCC DFAST-14A Counterparty Risk Template Form New
204740 OCC DFAST-14A Summary Schedule Template Instruction New
200037 Publication - Final Rule Modified
200036 Reporting - Final Rule Modified
200035 Methodologies and Practices - Final Rule Modified
ICR Details
1557-0311 201211-1557-001
Historical Active 201209-1557-002
TREAS/OCC
Annual Stress Test Rule and Company-Run Annual Stress Test Reporting Templates
Revision of a currently approved collection   No
Regular
Approved without change 12/14/2012
Retrieve Notice of Action (NOA) 11/15/2012
  Inventory as of this Action Requested Previously Approved
12/31/2015 36 Months From Approved 10/31/2015
319 0 183
73,876 0 63,440
0 0 0
This collection of information relates to a final rule that implements Section 165(i) of the Dodd-Frank Wall Street Reform and Consumer Protection Act ("Dodd-Frank Act") which requires certain companies to conduct annual stress tests. National banks and Federal savings associations with total consolidated assets of more than $10 billion would be required to conduct annual stress tests and comply with reporting and disclosure requirements under the rule. The purpose of this information collection request is to consolidate the information collection requirements contained in the final rule with the new information collection requirements contained in the reporting templates and reporting requirements for institutions with fifty billion or more in assets as required under section 165(i)(2) of the Dodd-Frank Act under OMB control number 1557-0311. Please note, there are seven template forms and one set of instructions covering all of them. Each form is included in a separate IC. The instructions are included as an instrument within the first template IC.
PL: Pub.L. 111 - 203 165(i) Name of Law: Dodd-Frank Wall Street Reform and Consumer Protection Act
  
PL: Pub.L. 111 - 203 165(i) Name of Law: Dodd-Frank Wall Street Reform and Consumer Protection Act
Not associated with rulemaking
  77 FR 49485 08/16/2012
77 FR 66663 11/06/2012
Yes
  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 319 183 0 136 0 0
Annual Time Burden (Hours) 73,876 63,440 0 10,436 0 0
Annual Cost Burden (Dollars) 0 0 0 0 0 0
Yes
Changing Regulations
No
The increase in burden is due to the addition of the reporting templates to the information collection for the rule.
$0
No
No
No
Yes
No
Uncollected
Ron Shimabukuro 202 874-5090 [email protected]
  No
On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
11/15/2012