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Federal forms, ICRs, and supporting documents

Information Collection Request

Form N-2 Under the Investment Company Act of 1940 and Securities Act of 1933, Registration Statement of Closed-End Management Investment Companies

ICR 200408-3235-016 · OMB 3235-0026 · Historical Active

Forms and Documents
DocumentTypeStatusAvailability
No forms / supporting documents in this ICR. Check IC Document Collections.
IC Document Collections
IC IDCollectionTypeStatusForm
42935 Form N-2 Under the Investment Company Act of 1940 and Securities Act of 1933, Registration Statement of Closed-End Management Investment Companies Form Migrated
ICR Details
3235-0026 200408-3235-016
Historical Active 200404-3235-011
SEC
Form N-2 Under the Investment Company Act of 1940 and Securities Act of 1933, Registration Statement of Closed-End Management Investment Companies
No material or nonsubstantive change to a currently approved collection   No
Regular
Approved without change 08/06/2004
Retrieve Notice of Action (NOA) 08/06/2004
  Inventory as of this Action Requested Previously Approved
06/30/2007 06/30/2007 06/30/2007
272 0 272
134,301 0 134,845
4,965,000 0 4,965,000
Form N-2 is the registration statement used by closed-end manage- ment investment companies, except small business investment companies and insurance company separate account, to register under the Investment Company Act of 1940 and to register their securities under the Securities Act of 1933. The SEC uses the information filed in registration statements to verify compliance with the federal securiies laws. Proposed amendments to Form N-2 would require improved disclosure of fund portfolio managers, including discloure regarding the structure of portfolio manager compensation, ownership of shares of the funds that a manager....
None
None
No
  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 272 272 0 0 0 0
Annual Time Burden (Hours) 134,301 134,845 0 -544 0 0
Annual Cost Burden (Dollars) 4,965,000 4,965,000 0 0 0 0
No
Yes
$0
No
No
Uncollected
Uncollected
Uncollected
Uncollected
  No
On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
08/06/2004