Information Collection Request

Form N-2 under the Investment Company Act of 1940 and Securities Act of 1933, Registration Statement of Closed-End Management Investment Companies

ICR 202605-3235-021 · OMB 3235-0026 · Received in OIRA

Forms and Documents
DocumentTypeStatusAvailability
Form SEC 1716 Form N-2 Form and Instruction Modified Available
Form N-2 Supporting Statement_Names Adopting Release.pdf Supporting Statement A Uploaded 2023-10-05 Available
ICR Details
3235-0026 202605-3235-021
Received in OIRA 202310-3235-001
SEC IM
Form N-2 under the Investment Company Act of 1940 and Securities Act of 1933, Registration Statement of Closed-End Management Investment Companies
Revision of a currently approved collection   No
Regular 05/29/2026
  Requested Previously Approved
36 Months From Approved 12/31/2026
275 298
94,612 102,525
6,404,553 6,940,207

Form N-2 (17 CFR 239.14 and 274.11a-1) is filed by closed-end investment companies, including registered closed-end management investment companies and business development companies, to register offerings of securities under the Securities Act of 1933. The form is also used by a registered closed-end management investment company to register as an investment company under the Investment Company Act of 1940. The form establishes information that must be provided to investors to help investors evaluate an investment in the fund and make investment decisions. The Commission also uses the filed information in its regulatory, disclosure review, inspection, and policy making roles.

US Code: 15 USC 80a-8 Name of Law: Investment Company Act of 1940
   US Code: 15 USC 77e Name of Law: Securities Act of 1933
  
None

3235-AN41 Proposed rulemaking 91 FR 31022 05/26/2026

No

  Total Request Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 275 298 0 0 -23 0
Annual Time Burden (Hours) 94,612 102,525 0 0 -7,913 0
Annual Cost Burden (Dollars) 6,404,553 6,940,207 0 0 -535,654 0
No
No
The proposed amendments would reduce the need for certain funds to file post-effective amendments on Form N-2. As a result, we estimate a reduction in the annual number of responses on Form N-2 from 298 to 275 (a reduction of 23 responses). We estimate corresponding reductions in annual burden hours and cost burdens. The estimated burden hours would decrease from 102,525 to 94,612 (a reduction of 7,913 hours). The estimated cost burden would decrease from $6,940,207 to $6,404,553 (a reduction of $535,654).

No
    No
    No
No
No
No
No
Amanda Wagner 202 551-6762

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
05/29/2026