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Federal forms, ICRs, and supporting documents

Information Collection Request

REGISTRATION AND WITHDRAWAL OF MUNICIPAL BOND SECURITIES BROKERS, DEALERS AND ASSOCIATED INDIVIDUALS

ICR 198904-1557-002 · OMB 1557-0095 · Historical Active

Forms and Documents
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No forms / supporting documents in this ICR. Check IC Document Collections.
IC Document Collections
IC IDCollectionTypeStatusForm
171005 REGISTRATION AND WITHDRAWAL OF MUNICIPAL BOND SECURITIES BROKERS, DEALERS AND ASSOCIATED INDIVIDUALS Form Migrated
ICR Details
1557-0095 198904-1557-002
Historical Active 198709-1557-003
TREAS/OCC
REGISTRATION AND WITHDRAWAL OF MUNICIPAL BOND SECURITIES BROKERS, DEALERS AND ASSOCIATED INDIVIDUALS
No material or nonsubstantive change to a currently approved collection   No
Emergency 04/06/1989
Approved with change 04/06/1989
Retrieve Notice of Action (NOA) 04/06/1989
  Inventory as of this Action Requested Previously Approved
10/31/1990 10/31/1990 10/31/1990
4,464 0 4,464
1,887 0 1,887
0 0 0
THE GOVERNMENT SECURITIES ACT OF 1986 REQUIRES ALL FINANCIAL INSTITUTIONS THAT ACT AS MUNICIPAL SECURITIES BROKERS AND DEALERS AND ASSOCIATED INDIVIDUALS, TO NOTIFY DESIGNATED FEDERAL REGULATORY AGENCI OF THEIR BROKER/DEALER ACTIVITIES.
None
None
No
1
IC Title Form No. Form Name
REGISTRATION AND WITHDRAWAL OF MUNICIPAL BOND SECURITIES BROKERS, DEALERS AND ASSOCIATED INDIVIDUALS MSD, MSD-W,, MSD-4, MSD-5
  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 4,464 4,464 0 0 0 0
Annual Time Burden (Hours) 1,887 1,887 0 0 0 0
Annual Cost Burden (Dollars) 0 0 0 0 0 0
No
No
$0
No
No
Uncollected
Uncollected
Uncollected
Uncollected
  No
On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
04/06/1989