APPROVED WITH THE CONDITION THAT OCC, FDIC, AND FRB MEET TO MAKE UNIFORM THE BURDEN HOURS PER RESPONDENT ESTIMATES AND THE PROVISIONS CONCERNING CONFIDENTIALITY OF THE INFORMATION. OCC MUST REPORT ON THIS EFFORT TO OMB IN THE NEXT SUBMISSION OF THIS INFORMATION COLLECTION. THESE CONDITIONS ARE BEING IMPOSED TO ENSURE THAT THE AGENCIES ARE CONSISTENT IN THEIR ESTIMATES OF BURDEN IMPOSED ON THE PUBLIC AND THAT THE INFORMATION COLLECTED IS GIVEN THE PROPER PROTECTION FROM DISCLOSURE AS REQUIRED BY THE PAPERWORK REDUCTION ACT AND ITS IMPLEMENTING REGULATIONS AT 5 CFR 1320.
Inventory as of this Action
Requested
Previously Approved
10/31/1990
10/31/1990
10/31/1987
4,464
0
2,719
1,887
0
1,147
0
0
0
THE GOVERNMENT SECURITIES ACT OF 1986 REQUIRES ALL FINANCIAL INSTITUTIONS THAT ACT AS MUNICIPAL SECURITIES BROKERS AND DEALERS AND ASSOCIATED INDIVIDUALS, TO NOTIFY DESIGNATED FEDERAL REGULATORY AGENCI OF THEIR BROKER/DELAER ACTIVITIES.
On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
(i) Why the information is being collected;
(ii) Use of information;
(iii) Burden estimate;
(iv) Nature of response (voluntary, required for a benefit, or mandatory);
(v) Nature and extent of confidentiality; and
(vi) Need to display currently valid OMB control number;
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
REGISTRATION AND WITHDRAWAL OF MUNICIPAL BOND SECURITIES BROKERS, DEALERS AND ASSOCIATED INDIVIDUALS