OMB control number
Registration of Foreign Boards of Trade
OMB 3038-0101 · CFTC.
The rules implement statutory provisions enacted by Title VII of the Dodd-Frank Act. These rules establish a registration requirement that applies to foreign boards of trade (FBOT) that wish to provide their identified members or other participants located in the United States with direct access to their electronic trading and order matching systems. Information is used to ensure registered FBOTs continue to meet the requirements for registration and provide necessary information regarding their activities, performance, and status, to demonstrate that they meet the conditions required to be met in order to retain their registration.
The latest form for Registration of Foreign Boards of Trade expires 2026-06-30 and can be found here.
Document Name |
|---|
Form and Instruction |
Form |
Supporting Statement A |
| Extension without change of a currently approved collection | 2026-05-14 | ||
|
Approved without change |
Extension without change of a currently approved collection | 2023-04-25 | |
|
Approved without change |
Revision of a currently approved collection | 2020-04-27 | |
|
Approved without change |
Revision of a currently approved collection | 2018-10-29 | |
|
Approved without change |
Revision of a currently approved collection | 2015-10-20 | |
|
Approved without change |
New collection (Request for a new OMB Control Number) | 2012-09-06 | |
|
Improperly submitted |
New collection (Request for a new OMB Control Number) | 2011-12-12 | |
|
Comment filed on proposed rule |
New collection (Request for a new OMB Control Number) | 2010-12-21 |