OMB control number

Annual Brokering Report

OMB 1405-0141 · STATE/AFA.

OMB 1405-0141

In accordance with part 129 of the ITAR, U.S. and foreign persons required to register as a broker shall provide annually a report to DDTC enumerating and describing brokering activities by quantity, type, U.S. dollar value, purchaser/recipient, and license number for approved activities and any exemptions utilized for other covered activities.

The latest form for Annual Brokering Report expires 2026-07-31 and can be found here.

Latest Forms, Documents, and Supporting Material

Document Name
BrRep Legal Authorities.docx Supplementary Document
BrRep 30-Day Supporting Statement Final.docx Supporting Statement A
Reporting on Brokering Activities

All Historical Document Collections

202303-1405-003 Approved without change	Reinstatement without change of a previously approved collection	2023-03-02
201902-1405-003 Approved without change	Extension without change of a currently approved collection	2019-02-12
201705-1405-004 Approved without change	No material or nonsubstantive change to a currently approved collection	2017-05-31
201704-1405-002 Approved with change	No material or nonsubstantive change to a currently approved collection	2017-04-14
201511-1405-002 Approved without change	Reinstatement with change of a previously approved collection	2015-11-10
201510-1405-012 Improperly submitted	Revision of a currently approved collection	2015-10-16
201308-1405-003 Approved with change	Revision of a currently approved collection	2013-08-08
201307-1405-005 Comment filed on proposed rule and continue	Revision of a currently approved collection	2013-07-17
201206-1405-005 Approved without change	Extension without change of a currently approved collection	2012-06-29
201201-1405-003 Withdrawn and continue	Revision of a currently approved collection	2012-01-11
201103-1405-001 Approved with change	Revision of a currently approved collection	2011-03-03
201001-1405-001 Approved with change	Revision of a currently approved collection	2010-01-21
200811-1405-004 Approved without change	Revision of a currently approved collection	2008-11-26
200808-1405-003 Withdrawn and continue	Revision of a currently approved collection	2008-08-26
200507-1405-013 Approved without change	Extension without change of a currently approved collection	2005-07-25
200205-1405-002 Approved without change	New collection (Request for a new OMB Control Number)	2002-05-17