Information Collection Request

Patent Petitions Related to Application and Reexamination Processing Fees

ICR 202604-0651-002 · OMB 0651-0059 · Active

Forms and Documents
DocumentTypeStatusAvailability
Form PTO/SB479a Certification and Petition to Make Special Under the Standards Participation and Representation Kudos (SPARK) Pilot Program to Expedite Examination of an Application Form New Available
Form PTO/SB479a Certification and Petition to Make Special Under the Standards Participation and Representation Kudos (SPARK) Pilot Program to Expedite Examination of an Application Form New Available
Form PTO/SB/23 Petition for Extension of Time Under 37 CFR 1.136(b) Form Unchanged Available
Form PTO/SB/23 Petition for Extension of Time Under 37 CFR 1.136(b) Form Unchanged Available
Form PTO/SB/24A Petition for Express Abandonment to Avoid Publication Under 37 CFR 1.138(c) Form Unchanged Available
Form PTO/SB/24A Petition for Express Abandonment to Avoid Publication Under 37 CFR 1.138(c) Form Unchanged Available
Form PTO/SB/28 Petitions to Make Special Under Accelerated Examination Program Form and Instruction Modified Source copy available
Form PTO/SB/28 Petitions to Make Special Under Accelerated Examination Program Form and Instruction Modified Source copy available
Form PTO/SB/17p Processing Fee Under 37 CFR 1.17(f), (g)(1), (g)(2), & (h) Transmittal Form Unchanged Available
Form PTO/SB/17p Processing Fee Under 37 CFR 1.17(f), (g)(1), (g)(2), & (h) Transmittal Form Unchanged Available
Form PTO/AIA/17p Processing Fee Under 37 CFR 1.17(f), (g), and (h) Transmittal Form and Instruction Unchanged Available
Form PTO/AIA/17p Processing Fee Under 37 CFR 1.17(f), (g), and (h) Transmittal Form and Instruction Unchanged Available
Form PTO/SB/140 Petition to Withdraw an Application from Issue After Payment of the Issue Fee Under 37 CFR 1.313(c) Form and Instruction Unchanged Available
Form PTO/SB/140 Petition to Withdraw an Application from Issue After Payment of the Issue Fee Under 37 CFR 1.313(c) Form and Instruction Unchanged Available
Form PTO/SB/17p Processing Fee Under 37 CFR 1.17(f), (g)(1), (g)(2), & (h) Transmittal Form Unchanged Available
Form PTO/SB/17p Processing Fee Under 37 CFR 1.17(f), (g)(1), (g)(2), & (h) Transmittal Form Unchanged Available
Form PTO/AIA/17p Processing Fee Under 37 CFR 1.17(f), (g), and (h) Transmittal Form and Instruction Unchanged Available
Form PTO/AIA/17p Processing Fee Under 37 CFR 1.17(f), (g), and (h) Transmittal Form and Instruction Unchanged Available
Form PTO/SB/17p Processing Fee Under 37 CFR 1.17(f), (g)(1), (g)(2), & (h) Transmittal Form Unchanged Available
Form PTO/SB/17p Processing Fee Under 37 CFR 1.17(f), (g)(1), (g)(2), & (h) Transmittal Form Unchanged Available
Form PTO/AIA/17p Processing Fee Under 37 CFR 1.17(f), (g), and (h) Transmittal Form and Instruction Unchanged Available
Form PTO/AIA/17p Processing Fee Under 37 CFR 1.17(f), (g), and (h) Transmittal Form and Instruction Unchanged Available
sb479a- Petition to expedite examination under the SPARK pilot 2026 May 6 Final.docx Supplementary Document Uploaded 2026-05-08 Available
sb479a- Petition to expedite examination under the SPARK pilot 2026 May 6 Final.docx Supplementary Document Uploaded 2026-05-08 Available
0651-0059 2026 CWS - Discontinuation of Accelerated Examination Program Final.docx Justification for No Material/Nonsubstantive Change Uploaded 2026-05-08 Available
0651-0059 2026 CWS - Discontinuation of Accelerated Examination Program Final.docx Justification for No Material/Nonsubstantive Change Uploaded 2026-05-08 Available
0651-0059 Supporting Statement 2024 Final.docx Supporting Statement A Uploaded 2024-05-15 Available
0651-0059 Supporting Statement 2024 Final.docx Supporting Statement A Uploaded 2024-05-15 Available
Leahy Smith America Invents Act-pub-l112-29.pdf Supplementary Document Uploaded 2024-04-09 Available
Leahy Smith America Invents Act-pub-l112-29.pdf Supplementary Document Uploaded 2024-04-09 Available
Information Quality Guidelines _ USPTO.pdf Supplementary Document Uploaded 2024-04-09 Available
Information Quality Guidelines _ USPTO.pdf Supplementary Document Uploaded 2024-04-09 Available
IC Document Collections
IC IDCollectionTypeStatusForm
280072 SPARK Pilot Program Petition to Make Special Form NewCertification and Petition to Make Special Under the Standards Participation and Representation Kudos (SPARK) Pilot Program to Expedite Examination of an Application
280072 SPARK Pilot Program Petition to Make Special Form NewCertification and Petition to Make Special Under the Standards Participation and Representation Kudos (SPARK) Pilot Program to Expedite Examination of an Application
197825 Petition for Extension of Time Under 37 CFR 1.136(b) Form UnchangedPetition for Extension of Time Under 37 CFR 1.136(b)
197825 Petition for Extension of Time Under 37 CFR 1.136(b) Form UnchangedPetition for Extension of Time Under 37 CFR 1.136(b)
197823 Petitions for Express Abandonment to Avoid Publication Under 37 CFR 1.138(c) Form UnchangedPetition for Express Abandonment to Avoid Publication Under 37 CFR 1.138(c)
197823 Petitions for Express Abandonment to Avoid Publication Under 37 CFR 1.138(c) Form UnchangedPetition for Express Abandonment to Avoid Publication Under 37 CFR 1.138(c)
197816 Petitions to Make Special Under Accelerated Examination Program Form and Instruction ModifiedPetitions to Make Special Under Accelerated Examination Program
197816 Petitions to Make Special Under Accelerated Examination Program Form and Instruction ModifiedPetitions to Make Special Under Accelerated Examination Program
197778 Petitions (corresponding to the fee) under 37 CFR 1.17(h) (accepting color drawings or photographs, entry of a model or exhibit, withdraw an application from issue, defer issuance of a patent) Form UnchangedProcessing Fee Under 37 CFR 1.17(f), (g)(1), (g)(2), & (h) Transmittal
197778 Petitions (corresponding to the fee) under 37 CFR 1.17(h) (accepting color drawings or photographs, entry of a model or exhibit, withdraw an application from issue, defer issuance of a patent) Form UnchangedProcessing Fee Under 37 CFR 1.17(f), (g)(1), (g)(2), & (h) Transmittal
197778 Petitions (corresponding to the fee) under 37 CFR 1.17(h) (accepting color drawings or photographs, entry of a model or exhibit, withdraw an application from issue, defer issuance of a patent) Form and Instruction UnchangedProcessing Fee Under 37 CFR 1.17(f), (g), and (h) Transmittal
197778 Petitions (corresponding to the fee) under 37 CFR 1.17(h) (accepting color drawings or photographs, entry of a model or exhibit, withdraw an application from issue, defer issuance of a patent) Form and Instruction UnchangedProcessing Fee Under 37 CFR 1.17(f), (g), and (h) Transmittal
197778 Petitions (corresponding to the fee) under 37 CFR 1.17(h) (accepting color drawings or photographs, entry of a model or exhibit, withdraw an application from issue, defer issuance of a patent) Form and Instruction UnchangedPetition to Withdraw an Application from Issue After Payment of the Issue Fee Under 37 CFR 1.313(c)
197778 Petitions (corresponding to the fee) under 37 CFR 1.17(h) (accepting color drawings or photographs, entry of a model or exhibit, withdraw an application from issue, defer issuance of a patent) Form and Instruction UnchangedPetition to Withdraw an Application from Issue After Payment of the Issue Fee Under 37 CFR 1.313(c)
197775 Petitions (corresponding to the fee) under 37 CFR 1.17(g) (access assignment record, access application, expungement and return of information, and to suspend action in an application) Form UnchangedProcessing Fee Under 37 CFR 1.17(f), (g)(1), (g)(2), & (h) Transmittal
197775 Petitions (corresponding to the fee) under 37 CFR 1.17(g) (access assignment record, access application, expungement and return of information, and to suspend action in an application) Form UnchangedProcessing Fee Under 37 CFR 1.17(f), (g)(1), (g)(2), & (h) Transmittal
197775 Petitions (corresponding to the fee) under 37 CFR 1.17(g) (access assignment record, access application, expungement and return of information, and to suspend action in an application) Form and Instruction UnchangedProcessing Fee Under 37 CFR 1.17(f), (g), and (h) Transmittal
197775 Petitions (corresponding to the fee) under 37 CFR 1.17(g) (access assignment record, access application, expungement and return of information, and to suspend action in an application) Form and Instruction UnchangedProcessing Fee Under 37 CFR 1.17(f), (g), and (h) Transmittal
184453 Petitions (corresponding to the fee) under 37 CFR 1.17(f) (accord filing dates under 1.57(a) and 1.153(e), decision on question not specifically provided for, suspend rules) Form UnchangedProcessing Fee Under 37 CFR 1.17(f), (g)(1), (g)(2), & (h) Transmittal
184453 Petitions (corresponding to the fee) under 37 CFR 1.17(f) (accord filing dates under 1.57(a) and 1.153(e), decision on question not specifically provided for, suspend rules) Form UnchangedProcessing Fee Under 37 CFR 1.17(f), (g)(1), (g)(2), & (h) Transmittal
184453 Petitions (corresponding to the fee) under 37 CFR 1.17(f) (accord filing dates under 1.57(a) and 1.153(e), decision on question not specifically provided for, suspend rules) Form and Instruction UnchangedProcessing Fee Under 37 CFR 1.17(f), (g), and (h) Transmittal
184453 Petitions (corresponding to the fee) under 37 CFR 1.17(f) (accord filing dates under 1.57(a) and 1.153(e), decision on question not specifically provided for, suspend rules) Form and Instruction UnchangedProcessing Fee Under 37 CFR 1.17(f), (g), and (h) Transmittal
ICR Details
0651-0059 202604-0651-002
Active 202410-0651-015
DOC/PTO
Patent Petitions Related to Application and Reexamination Processing Fees
No material or nonsubstantive change to a currently approved collection   No
Regular
Approved without change 05/14/2026
Retrieve Notice of Action (NOA) 05/12/2026
  Inventory as of this Action Requested Previously Approved
09/30/2027 09/30/2027 09/30/2027
51,236 0 50,953
83,983 0 82,237
4,887,062 0 4,887,062

The United States Patent and Trademark Office (USPTO) is required by 35 U.S.C. § 131 et seq. to examine an application for patent and, when appropriate, issue a patent. The USPTO also is required to publish patent applications, with certain exceptions, promptly after the expiration of a period of eighteen months from the earliest filing date for which a benefit is sought under Title 35, United States Code. Many actions taken by the USPTO during its examination of an application for patent or for reissue of a patent, or during its reexamination of a patent, are subject to review by an appeal to the Patent Trial and Appeal Board (PTAB); appeals to PTAB are covered in other OMB approved information collections (0651-0063 and 0651-0069). For other USPTO actions, review is in the form of administrative review obtained via submission of a petition to the USPTO. USPTO petitions practice also provides an opportunity for a patent applicant or owner to supply additional information that may be required in order for the USPTO to further process an application or patent. This information collection covers petitions filed in patent applications and reexamination proceedings that, when submitted to the USPTO, must be accompanied by the fee set forth in 37 CFR 1.17(f), (g), or (h). This information collection also covers the transmittals for the petitions fees.

US Code: 35 USC 2(b)(2) Name of Law: America Invents Act of 2011
  
None

Not associated with rulemaking

  89 FR 11819 02/15/2024
89 FR 42452 05/15/2024
No

7
IC Title Form No. Form Name
Petition for Extension of Time Under 37 CFR 1.136(b) PTO/SB/23 Petition for Extension of Time Under 37 CFR 1.136(b)
Petitions (corresponding to the fee) under 37 CFR 1.17(f) (accord filing dates under 1.57(a) and 1.153(e), decision on question not specifically provided for, suspend rules) PTO/SB/17p, PTO/AIA/17p Processing Fee Under 37 CFR 1.17(f), (g), and (h) Transmittal ,   Processing Fee Under 37 CFR 1.17(f), (g)(1), (g)(2), & (h) Transmittal
Petitions (corresponding to the fee) under 37 CFR 1.17(g) (access assignment record, access application, expungement and return of information, and to suspend action in an application) PTO/AIA/17p, PTO/SB/17p Processing Fee Under 37 CFR 1.17(f), (g), and (h) Transmittal ,   Processing Fee Under 37 CFR 1.17(f), (g)(1), (g)(2), & (h) Transmittal
Petitions (corresponding to the fee) under 37 CFR 1.17(h) (accepting color drawings or photographs, entry of a model or exhibit, withdraw an application from issue, defer issuance of a patent) PTO/SB/140, PTO/AIA/17p, PTO/SB/17p Petition to Withdraw an Application from Issue After Payment of the Issue Fee Under 37 CFR 1.313(c) ,   Processing Fee Under 37 CFR 1.17(f), (g), and (h) Transmittal ,   Processing Fee Under 37 CFR 1.17(f), (g)(1), (g)(2), & (h) Transmittal
Petitions for Express Abandonment to Avoid Publication Under 37 CFR 1.138(c) PTO/SB/24A Petition for Express Abandonment to Avoid Publication Under 37 CFR 1.138(c)
Petitions to Make Special Under Accelerated Examination Program PTO/SB/28 Petitions to Make Special Under Accelerated Examination Program
SPARK Pilot Program Petition to Make Special PTO/SB479a Certification and Petition to Make Special Under the Standards Participation and Representation Kudos (SPARK) Pilot Program to Expedite Examination of an Application

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 51,236 50,953 0 283 0 0
Annual Time Burden (Hours) 83,983 82,237 0 1,746 0 0
Annual Cost Burden (Dollars) 4,887,062 4,887,062 0 0 0 0
Yes
Changing Regulations
No
Rulemakings: RIN 0651-AD83 and RIN 0651-AD84 In view of RIN 0651-AD84 (Discontinuation of the Accelerated Examination Program for Utility Applications (90 FR 24324)) , responses under Item 4 of this information collection (Petitions to Make Special Under Accelerated Examination Program (Patent Center only)) may no longer be filed in utility patent applications. Responses under Item 4 may continue to be filed in design patent applications. This change would be expected to result in a decrease of respondents under this information collection. However, RIN 0651-AD83 (Eliminating Expedited Examination of Design Applications (90 FR 39124)) eliminated the expedited examination of design applications under 37 CFR § 1.155. As a result, more design patent applicants seeking to advance the examination of their design applications may consider the Accelerated Examination program. The USPTO is thus estimating a net increase in responses under Item 4 of this information collection. Specifically, the USPTO estimates that RINs 0651-AD83 and 0651-AD84 will result in an increase to the total estimated respondents (+133) and burden hours (+1,596). Spark Program In 2026, the USPTO is launching the Standards Participation and Representation Kudos (SPARK) Pilot Program in order to incentivize meaningful participation by small and medium-sized U.S. businesses, universities, and non-profit organizations in standards development organizations. The SPARK program permits eligible U.S. entities to file a petition under 37 CFR § 1.102(d) to expedite the examination of an original (non-reissue) nonprovisional utility application. Normally, petitions to make special under 37 CFR § 1.102(d) must include the petition fee under 37 CFR § 1.17(h) and are covered under Item 3 of this information collection. The SPARK program waives the petition fee under 37 CFR § 1.17(h) for petitions to make special under 37 CFR § 1.102(d) filed under the program. The number of petitions granted under the SPARK program is limited to 50 granted petitions per quarter, and a total of 200 granted petitions. In addition, no more than 50 petitions may be granted to expedite examination under the program for each Technology Center that examines utility applications. In support of the launch of the SPARK program, the USPTO is adding a form to this information collection, PTO/SB/479a (Certification and Petition to Make Special under the Standards Participation and Representation Kudos (SPARK) Pilot Program to Expedite Examination of an Application). The addition of the PTO/SB/479a form to this information collection will add a new line (Item 7) to the collection (SPARK Pilot Program Petition to Make Special). There will be an increase in the total estimated responses (+150) and burden hours (+150) to this information collection due to this action.

$220,009
No
    Yes
    Yes
No
No
No
No
Raul Tamayo 571 272-7728 [email protected]

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
05/12/2026