Information Collection Request

Patent Trial and Appeal Board (PTAB) Appeals

ICR 202604-0651-001 · OMB 0651-0063 · Active

Forms and Documents
DocumentTypeStatusAvailability
Form PTO/SB/479b Certification and Petition Under the Standards Participation and Representation Kudos (SPARK) Pilot Program to Expedite an Appeal to the Patent Trial and Appeal Board (PTAB) Form New Available
Form PTO/SB/479b Certification and Petition Under the Standards Participation and Representation Kudos (SPARK) Pilot Program to Expedite an Appeal to the Patent Trial and Appeal Board (PTAB) Form New Available
Form PTO/SB/32 Request for Oral Hearing Before the PTAB Form Unchanged Available
Form PTO/SB/32 Request for Oral Hearing Before the PTAB Form Unchanged Available
Form PTO/AIA/32 Request for Oral Hearing Before the PTAB Form Unchanged Available
Form PTO/AIA/32 Request for Oral Hearing Before the PTAB Form Unchanged Available
Form PTO/AIA/31 Notice of Appeal from the Examiner to the Patent Trial and Appeal Board Form and Instruction Modified Available
Form PTO/AIA/31 Notice of Appeal from the Examiner to the Patent Trial and Appeal Board Form and Instruction Modified Available
Form PTO/SB/31 Notice of Appeal from the Examiner to the Patent Trial and Appeal Board Form and Instruction Modified Available
Form PTO/SB/31 Notice of Appeal from the Examiner to the Patent Trial and Appeal Board Form and Instruction Modified Available
sb479b- Petition to expedite appeal under the SPARK pilot May 6 2026.docx Justification for No Material/Nonsubstantive Change Uploaded 2026-05-08 Available
sb479b- Petition to expedite appeal under the SPARK pilot May 6 2026.docx Justification for No Material/Nonsubstantive Change Uploaded 2026-05-08 Available
0651-0063 SPARK Pilot CWS 2026 Final.docx Justification for No Material/Nonsubstantive Change Uploaded 2026-04-29 Available
0651-0063 SPARK Pilot CWS 2026 Final.docx Justification for No Material/Nonsubstantive Change Uploaded 2026-04-29 Available
0651-0063 Supporting Statement 2023 Final.docx Supporting Statement A Uploaded 2023-09-18 Available
0651-0063 Supporting Statement 2023 Final.docx Supporting Statement A Uploaded 2023-09-18 Available
The Manual of Patent Examining Procedure.PDF Supplementary Document Uploaded 2023-09-07 Available
The Manual of Patent Examining Procedure.PDF Supplementary Document Uploaded 2023-09-07 Available
American Inventor's Protection Act of 1999.pdf Supplementary Document Uploaded 2023-09-07 Available
American Inventor's Protection Act of 1999.pdf Supplementary Document Uploaded 2023-09-07 Available
Leahy-Smith America Invents Act.pdf Supplementary Document Uploaded 2023-09-07 Available
Leahy-Smith America Invents Act.pdf Supplementary Document Uploaded 2023-09-07 Available
USPTO Information Quality Guidelines.pdf Supplementary Document Uploaded 2023-09-07 Available
USPTO Information Quality Guidelines.pdf Supplementary Document Uploaded 2023-09-07 Available
IC Document Collections
IC IDCollectionTypeStatusForm
280144 SPARK Pilot Program Petition to Make Special Form NewCertification and Petition Under the Standards Participation and Representation Kudos (SPARK) Pilot Program to Expedite an Appeal to the Patent Trial and Appeal Board (PTAB)
280144 SPARK Pilot Program Petition to Make Special Form NewCertification and Petition Under the Standards Participation and Representation Kudos (SPARK) Pilot Program to Expedite an Appeal to the Patent Trial and Appeal Board (PTAB)
262070 Statements, Motions, Oppositions, and Replies in preliminary and priority phases of an Interference Unchanged
262069 Request for Rehearing Before the PTAB Form UnchangedRequest for Oral Hearing Before the PTAB
262069 Request for Rehearing Before the PTAB Form UnchangedRequest for Oral Hearing Before the PTAB
262069 Request for Rehearing Before the PTAB Form UnchangedRequest for Oral Hearing Before the PTAB
262069 Request for Rehearing Before the PTAB Form UnchangedRequest for Oral Hearing Before the PTAB
242197 Notice of Appeal Form and Instruction ModifiedNotice of Appeal from the Examiner to the Patent Trial and Appeal Board
242197 Notice of Appeal Form and Instruction ModifiedNotice of Appeal from the Examiner to the Patent Trial and Appeal Board
242197 Notice of Appeal Form and Instruction ModifiedNotice of Appeal from the Examiner to the Patent Trial and Appeal Board
242197 Notice of Appeal Form and Instruction ModifiedNotice of Appeal from the Examiner to the Patent Trial and Appeal Board
ICR Details
0651-0063 202604-0651-001
Active 202410-0651-008
DOC/PTO
Patent Trial and Appeal Board (PTAB) Appeals
No material or nonsubstantive change to a currently approved collection   No
Regular
Approved without change 05/14/2026
Retrieve Notice of Action (NOA) 05/12/2026
  Inventory as of this Action Requested Previously Approved
10/31/2026 10/31/2026 10/31/2026
22,199 0 22,149
239,049 0 238,999
18,540,677 0 18,540,677

The Patent Trial and Appeal Board (PTAB or Board) is established by statute under 35 U.S.C. Section 6. This statute directs that PTAB "shall on written appeal of an applicant, review adverse decisions of examiners upon applications for patent and shall determine priority and patentability of invention in interferences." PTAB has the authority, under pre-AIA sections of the Patent Act, i.e. 35 U.S.C. Sections 134, 135, 306, and 315, to decide ex parte and inter partes appeals and interferences. The information in this information collection can be submitted in paper or electronically. In this renewal, the USPTO is adding the Petitions to the Chief Administrative Patent Judge Under 37 CFR 41.3 into the information collection, in addition to adjusting the responses, burden hours, and annual (non-hour) costs. The USPTO expects that businesses or other for-profits and non-profit institutions will mainly respond to this information collection, in addition to individuals or households.

US Code: 35 USC 134 and 135 Name of Law: America Invents Act
   US Code: 35 USC 6 Name of Law: American Inventor Protection Act
  
None

Not associated with rulemaking

  88 FR 42699 07/03/2023
88 FR 63940 09/18/2023
No

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 22,199 22,149 0 50 0 0
Annual Time Burden (Hours) 239,049 238,999 0 50 0 0
Annual Cost Burden (Dollars) 18,540,677 18,540,677 0 0 0 0
Yes
Miscellaneous Actions
No
In 2026, the USPTO is launching the Standards Participation and Representation Kudos (SPARK) Pilot Program in order to incentivize meaningful participation by small and medium-sized U.S. businesses, universities, and non-profit organizations in standards development organizations. The SPARK program permits eligible U.S. entities to file a petition under 37 CFR § 41.3 to expedite an ex parte appeal to the PTAB. Normally, petitions under 37 CFR § 41.3 must include the petition fee under 37 CFR § 41.20(a) and are covered under Item 5 of this information collection. The SPARK program waives the petition fee under 37 CFR § 41.20(a) for 37 § CFR 41.3 petitions filed under the program. No more than 50 37 CFR 41.3 petitions may be granted to expedite appeals under the SPARK program. In support of the launch of the SPARK program, the USPTO is adding a form to this information collection, PTO/SB/479b (Certification and Petition Under the Standards Participation and Representation Kudos (SPARK) Pilot Program to Expedite an Appeal to the Patent Trial and Appeal Board (PTAB)). The addition of the PTO/SB/479b form to this information collection will add a new line (Item 9) to the collection (SPARK Pilot Program Petition to Make Special). The addition of this form to the information collection will increase the total estimated responses (+50) and burden hours (+50).

$294,249
No
    Yes
    Yes
No
No
No
No
Stacey White 571 272-9797 [email protected]

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
05/12/2026