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Federal forms, ICRs, and supporting documents

Information Collection Request

Rule 17a-22, Supplemental Material of Registered Clearing Agencies

ICR 202603-3235-015 · OMB 3235-0196 · Received in OIRA

Forms and Documents
DocumentTypeStatusAvailability
3235-0196_30-Day Submission Notice.pdf.pdf Supplementary Document Uploaded 2026-05-28 Available
3235-0196_2026_05553_2.pdf Public Comments Uploaded 2026-03-23 Available
3235-0196 Supporting Statement (2026 Extension).pdf Supporting Statement A Uploaded 2026-04-29 Available
3235-0196_60-Day Collection Notice.pdf Supplementary Document Uploaded 2026-03-23 Available
IC Document Collections
IC IDCollectionTypeStatusForm
34544 Rule 17a-22, 17 CFR 240.17a-22; Supplemental Material of Registered Clearing Agencies Modified
ICR Details
3235-0196 202603-3235-015
Received in OIRA 202408-3235-016
SEC TM
Rule 17a-22, Supplemental Material of Registered Clearing Agencies
Extension without change of a currently approved collection   No
Regular 05/28/2026
  Requested Previously Approved
36 Months From Approved 06/30/2026
840 840
210 210
0 0
Registered clearing agencies must send the Commission copies of materials the clearing agency distributes or makes generally available to its participants and other business contacts. Rule 17a-22 (17 CFR 240.17a-22) enables the Commission to stay informed about the clearing agency's activities and enhances the Commission's monitoring of the clearing agency's compliance with the Securities Exchange Act of 1934 and applicable regulations.
US Code: 15 USC 78q-1 Name of Law: Securities Exchange Act of 1934, Section 17A
  
None
Not associated with rulemaking
  91 FR 13897 03/23/2026
91 FR 31794 05/28/2026
Yes
1
IC Title Form No. Form Name
Rule 17a-22, 17 CFR 240.17a-22; Supplemental Material of Registered Clearing Agencies
  Total Request Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 840 840 0 0 0 0
Annual Time Burden (Hours) 210 210 0 0 0 0
Annual Cost Burden (Dollars) 0 0 0 0 0 0
No
No
$0
No
    No
    No
No
No
No
No
Catherine Whiting 202 551-4990
  No
On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
05/28/2026