Information Collection Request

Records of Things of Value to Retailers, and Occasional Letter Reports from Industry Members Regarding Information on Sponsorships, Advertisements, Promotions, etc., under the FAA Act

ICR 202603-1513-006 · OMB 1513-0077 · Received in OIRA

Forms and Documents
DocumentTypeStatusAvailability
OMB No. 1513-0077 Supporting Statement (04-2026).docx Supporting Statement A Uploaded 2026-04-02 Available
ICR Details
1513-0077 202603-1513-006
Received in OIRA 202209-1513-007
TREAS/TTB ICN 97 - 8/13
Records of Things of Value to Retailers, and Occasional Letter Reports from Industry Members Regarding Information on Sponsorships, Advertisements, Promotions, etc., under the FAA Act
Extension without change of a currently approved collection   No
Regular 04/22/2026
  Requested Previously Approved
36 Months From Approved 04/30/2026
97,010 83,010
80 80
100 100

The Federal Alcohol Administration Act (FAA Act) at 27 U.S.C. 205 generally prohibits alcohol beverage producers, importers, or wholesalers from offering inducements to alcohol retailers—giving things of value or conducting certain types of advertisements, promotions, or sponsorships—unless such an action is specifically exempted by regulation. Under that FAA Act authority, the Alcohol and Tobacco Tax and Trade Bureau (TTB) regulations in 27 CFR Part 6, “Tied-House,” describe exceptions to the general FAA Act prohibition on offering inducements to retailers and also describe things that are considered to be “things of value” for purposes of determining whether an inducement has been offered. Among other provisions, those regulations require alcohol beverage industry members to keep records concerning things of value furnished to retailers, identifying the item and the retailer receiving it, along with the industry member's cost and any charges to the retailer for the item. Industry members may use usual and customary business records to satisfy that recordkeeping requirement, and such records must be retained for 3 years, available for TTB inspection. In addition, TTB regulations in 27 CFR parts 6, 8, and 10 provide that TTB may require, as part of a trade practice investigation, a letterhead report from an alcohol industry member regarding any advertisements, promotions, sponsorships, or other activities conducted by, on behalf of, or benefiting the industry member. TTB uses the collected information to detect and prevent unfair trade practices as defined by the FAA Act and ensure compliance with that Act’s trade practice exceptions and limitations.

US Code: 27 USC 205(b) Name of Law: Federal Alcohol Administration Act
  
None

Not associated with rulemaking

  91 FR 4180 01/30/2026
91 FR 21081 04/20/2026
No

  Total Request Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 97,010 83,010 0 0 14,000 0
Annual Time Burden (Hours) 80 80 0 0 0 0
Annual Cost Burden (Dollars) 100 100 0 0 0 0
No
No

$7,851
No
    No
    No
No
No
No
No
Kara Fontaine 202 453-2103 [email protected]

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
04/22/2026