Information Collection

Procedural Requirements for Requests for Interpretative, No-Action, and Exemptive Letters

IC 29095 under ICR 202602-3038-001 · OMB 3038-0049.

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IC Title:	Procedural Requirements for Requests for Interpretative, No-Action, and Exemptive Letters	Agency IC Tracking Number:

Is this a Common Form? No		IC Status: Modified

Obligation to Respond: Voluntary

CFR Citation: 17 CFR 140.99

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records
Title: CFTC-13, Interpretive, Exemptive, and No-Action Files	FR Citation: 76 FR 5973

Number of Respondents: 44	Number of Respondents for Small Entity: 0

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 90 %

	Requested	Change Due to Adjustment in Agency Estimate	Previously Approved
Annual Number of Responses for this IC	44	-1	45
Annual IC Time Burden (Hours)	1,760	-40	1,800
Annual IC Cost Burden (Dollars)	0	0	0

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