Information Collection Request

Patent Review and Derivation Proceedings

ICR 202410-0651-005 · OMB 0651-0069 · Active

Forms and Documents
DocumentTypeStatusAvailability
0651-0069 CWS Final Rule 2024_10.docx Justification for No Material/Nonsubstantive Change Uploaded 2024-10-21 Available
0651-0069 CWS Final Rule 2024_10.docx Justification for No Material/Nonsubstantive Change Uploaded 2024-10-21 Repair queued
0651-0069 Supporting Statement 2022.docx Supporting Statement A Uploaded 2022-09-15 Repair queued
0651-0069 Supporting Statement 2022.docx Supporting Statement A Uploaded 2022-09-15 Missing upstream
The Manual of Patent Examining Procedure.PDF Supplementary Document Uploaded 2022-02-24 Available
The Manual of Patent Examining Procedure.PDF Supplementary Document Uploaded 2022-02-24 Missing upstream
American Inventor's Protection Act of 1999.pdf Supplementary Document Uploaded 2022-02-24 Available
American Inventor's Protection Act of 1999.pdf Supplementary Document Uploaded 2022-02-24 Repair queued
Leahy Smith America Invents Act-pub-l112-29.pdf Supplementary Document Uploaded 2022-02-24 Available
Leahy Smith America Invents Act-pub-l112-29.pdf Supplementary Document Uploaded 2022-02-24 Repair queued
Information Quality Guidelines _ USPTO.html Supplementary Document Uploaded 2022-02-24 Repair queued
Information Quality Guidelines _ USPTO.html Supplementary Document Uploaded 2022-02-24 Repair queued
IC Document Collections
IC IDCollectionTypeStatusForm
271768 Notice of intent to designate provisionally recognized PTAB attorney as counsel New
251762 Notice of Judicial Review of a Board Decision (e.g. Notice of Appeal Under 35 U.S.C. §142) (Individuals or Households) Unchanged
251761 Request to Make a Settlement Agreement Available (Individuals or Households) Unchanged
251760 Arbitration Agreement and Award (Individuals or Households) Unchanged
251759 Settlement (Individuals or Households) Unchanged
251758 Request to Treat a Settlement as Business Confidential (Individuals or Households) Unchanged
251757 Request for Oral Hearing (Individuals or Households) Unchanged
251756 Pro Hac Vice Motion (Individuals or Households) Unchanged
251755 Other Motions, Replies, Surreplies, and Oppositions in Derivation Proceedings (Individuals or Households) Unchanged
251754 Other Motions, Replies, Surreplies, and Oppositions n in Post-Grant Review or Covered Business Method Review (Individuals or Households) Unchanged
251753 Other Motions, Replies, Surreplies, and Oppositions n in Inter Partes Review (Individuals or Households) Unchanged
251752 Request for Rehearing (Individuals or Households) Unchanged
251751 Patent Owner Preliminary Response to Petition for Initial Post-Grant Review or Covered Business Method Patent Review (Individuals or Households) Unchanged
251750 Patent Owner Preliminary Response to Petition for Initial Inter Partes Review (Individuals or Households) Unchanged
251749 Petition for Derivation (Individuals or Households) Unchanged
251748 Petition for Post-Grant Review or Covered Business Method Patent Review (Individuals or Households) Unchanged
251747 Pro Hac Vice Motion (Private Sector) Modified
251744 Petitions for Inter Partes Review (Individuals or Households) Unchanged
200858 Notice of Judicial Review of a Board Decision (e.g., Notice of Appeal Under 35 U.S.C. 142) (Private Sector) Unchanged
200857 Request to Make a Settlement Agreement Available (Private Sector) Unchanged
200856 Arbitration Agreement and Award (Private Sector) Unchanged
200855 Settlement (Private Sector) Unchanged
200835 Request to Treat a Settlement as Business Confidential (Private Sector) Unchanged
200834 Request for Oral Hearing (Private Sector) Unchanged
200829 Motions, Replies and Oppositions in Derivation Proceeding (Private Sector) Unchanged
200828 Motions, Replies and Oppositions After Institution in Post-Grant Review or Covered Business Method Review (Private Sector) Unchanged
200827 Motions, Replies and Oppositions After Institution in Inter Partes Review (Private Sector) Unchanged
200824 Request for Rehearing (Private Sector) Unchanged
200823 Patent Owner Preliminary Response to Petition for Initial Post-Grant Review or Covered Business Method Patent Review (Private Sector) Unchanged
200822 Patent Owner Preliminary Response to Petition for Initial Inter Partes Review (Private Sector) Unchanged
200821 Petition for Derivation (Private Sector) Unchanged
200820 Petition for Post-Grant Review or Covered Business Method Patent Review (Private Sector) Unchanged
200815 Petition for Inter Partes Review (Private Sector) Unchanged
ICR Details
0651-0069 202410-0651-005
Active 202202-0651-001
DOC/PTO
Patent Review and Derivation Proceedings
No material or nonsubstantive change to a currently approved collection   No
Regular
Approved without change 10/22/2024
Retrieve Notice of Action (NOA) 10/21/2024
  Inventory as of this Action Requested Previously Approved
09/30/2025 09/30/2025 09/30/2025
12,338 0 12,338
1,367,958 0 1,368,058
69,513,370 0 69,638,370

The Leahy-Smith America Invents Act, which was enacted into law on September 16, 2011, provided for many changes to the procedures of the Patent Trial and Appeal Board (“PTAB” or “Board,” formerly the Board of Patent Appeals and Interferences) procedures. These changes included the introduction of inter partes review, post-grant review, derivation proceedings, and the transitional program for covered business method patents. Under these administrative trial proceedings, third parties may file a petition with the PTAB challenging the validity of issued patents, with each proceeding having different requirements regarding timing restrictions, grounds for challenging validity, and who may request review. Inter partes review is a trial proceeding conducted at the Board to review the patentability of one or more claims in a patent only on a ground that could be raised under §§ 102 or 103, and only on the basis of prior art consisting of patents or printed publications. Post grant review is a trial proceeding conducted at the Board to review the patentability of one or more claims in a patent on any ground that could be raised under § 282(b)(2) or (3). A derivation proceeding is a trial proceeding conducted at the Board to determine whether (1) an inventor named in an earlier application derived the claimed invention from an inventor named in the petitioner’s application, and (2) the earlier application claiming such invention was filed without authorization. The transitional program for covered business method patents is a trial proceeding conducted at the Board to review the patentability of one or more claims in a covered business method patent. The covered business method program expired on September 16, 2020 and the Board no longer accepts new petitions related to this program, but continues to accept papers in previously-instituted proceedings. This information collection covers information submitted by the public to petition the Board to initiate an inter partes review, post-grant review, derivation proceeding, and the transitional program for covered business method patents, as well as any responses to such petitions, and the filing of any motions, replies, oppositions, and other actions, after a review/proceeding has been instituted.

US Code: 35 USC 134 Name of Law: Leahy-Smith America Invents Act
   US Code: 35 USC 6 Name of Law: American Inventor Protection Act
  
None

Not associated with rulemaking

  86 FR 69228 12/07/2021
87 FR 10343 02/24/2022
No

33
IC Title Form No. Form Name
Arbitration Agreement and Award (Individuals or Households)
Arbitration Agreement and Award (Private Sector)
Motions, Replies and Oppositions After Institution in Inter Partes Review (Private Sector)
Motions, Replies and Oppositions After Institution in Post-Grant Review or Covered Business Method Review (Private Sector)
Motions, Replies and Oppositions in Derivation Proceeding (Private Sector)
Notice of Judicial Review of a Board Decision (e.g. Notice of Appeal Under 35 U.S.C. §142) (Individuals or Households)
Notice of Judicial Review of a Board Decision (e.g., Notice of Appeal Under 35 U.S.C. 142) (Private Sector)
Notice of intent to designate provisionally recognized PTAB attorney as counsel
Other Motions, Replies, Surreplies, and Oppositions in Derivation Proceedings (Individuals or Households)
Other Motions, Replies, Surreplies, and Oppositions n in Inter Partes Review (Individuals or Households)
Other Motions, Replies, Surreplies, and Oppositions n in Post-Grant Review or Covered Business Method Review (Individuals or Households)
Patent Owner Preliminary Response to Petition for Initial Inter Partes Review (Individuals or Households)
Patent Owner Preliminary Response to Petition for Initial Inter Partes Review (Private Sector)
Patent Owner Preliminary Response to Petition for Initial Post-Grant Review or Covered Business Method Patent Review (Individuals or Households)
Patent Owner Preliminary Response to Petition for Initial Post-Grant Review or Covered Business Method Patent Review (Private Sector)
Petition for Derivation (Individuals or Households)
Petition for Derivation (Private Sector)
Petition for Inter Partes Review (Private Sector)
Petition for Post-Grant Review or Covered Business Method Patent Review (Individuals or Households)
Petition for Post-Grant Review or Covered Business Method Patent Review (Private Sector)
Petitions for Inter Partes Review (Individuals or Households)
Pro Hac Vice Motion (Individuals or Households)
Pro Hac Vice Motion (Private Sector)
Request for Oral Hearing (Individuals or Households)
Request for Oral Hearing (Private Sector)
Request for Rehearing (Individuals or Households)
Request for Rehearing (Private Sector)
Request to Make a Settlement Agreement Available (Individuals or Households)
Request to Make a Settlement Agreement Available (Private Sector)
Request to Treat a Settlement as Business Confidential (Individuals or Households)
Request to Treat a Settlement as Business Confidential (Private Sector)
Settlement (Individuals or Households)
Settlement (Private Sector)

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 12,338 12,338 0 0 0 0
Annual Time Burden (Hours) 1,367,958 1,368,058 0 -100 0 0
Annual Cost Burden (Dollars) 69,513,370 69,638,370 0 -125,000 0 0
Yes
Miscellaneous Actions
Yes
Changing Regulations
This final rule results in a decrease of 100 hours in hourly burden due to respondents use of the streamlined Pro Hac Vice option. This also results in a decrease of $125,000 in cost burdens; saving from individuals no longer having to fill out new Pro Hac Vice motions.

$32,683,269
No
    Yes
    No
No
No
No
No
James Worth 571 272-7174

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
10/21/2024