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Federal forms, ICRs, and supporting documents

Information Collection Request

Form 5309 - Application for Determination of Employee Stock Ownership Plan

ICR 202404-1545-022 · OMB 1545-0284 · Received in OIRA

Forms and Documents
DocumentTypeStatusAvailability
Form 5309 Application for Determination of Employee Stock Ownership Plan Form Modified Repair queued
Supporting Statement 1545-0284-clean.docx Supporting Statement A Uploaded 2024-07-01 Repair queued
IC Document Collections
IC IDCollectionTypeStatusForm
17213 Application for Determination of Employee Stock Ownership Plan Form Modified
ICR Details
1545-0284 202404-1545-022
Received in OIRA 202103-1545-017
TREAS/IRS
Form 5309 - Application for Determination of Employee Stock Ownership Plan
Extension without change of a currently approved collection   No
Regular 07/31/2024
  Requested Previously Approved
36 Months From Approved 07/31/2024
3,655 2,500
39,437 26,975
0 0
Form 5309 is used in conjunction with Form 5300 when applying for a determination letter as to a deferred compensation plan's qualification status under section 409 or 4975(e)(7) of the Internal Revenue Code. The information is used to determine whether the plan qualifies.
US Code: 26 USC 4975(e)(7) Name of Law: Employee stock ownership plan.
   US Code: 26 USC 409 Name of Law: Qualifications for tax credit empoyee stock ownership plans.
  
None
Not associated with rulemaking
  89 FR 20763 03/25/2024
89 FR 61586 07/31/2024
No
  Total Request Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 3,655 2,500 0 0 1,155 0
Annual Time Burden (Hours) 39,437 26,975 0 0 12,462 0
Annual Cost Burden (Dollars) 0 0 0 0 0 0
No
No
Changes to the burden estimates of Form 5309 are due to an increase in the number of filers (from 2,500 to 3,655) based on the most recent filing data. This updated filing data increases the total burden hours from 26,975 to 39,437.
$20,892
No
    Yes
    Yes
No
No
No
No
Laurie Harmon 859 669-3124
  No
On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
07/31/2024