OMB.report

Federal forms, ICRs, and supporting documents

Information Collection Request

Consolidated Holding Company Report of Equity Investments in Nonfinancial Companies; Annual Report of Merchant Banking Investments Held for an Extended Period

ICR 202312-7100-005 · OMB 7100-0300 · Active

Forms and Documents
DocumentTypeStatusAvailability
Form FR Y-12 Reporting FR Y-12 (Quarterly) Form Modified Available
Form FR Y-12 Recordkeeping FR Y-12 (Semiannual) Form New Available
Form FR Y-12 Recordkeeping FR Y-12 (Quarterly) Form New Available
Form FR Y-12A Reporting FR Y-12A Form Modified Available
Form FR Y-12 Reporting FR Y-12 (Semiannual) Form Modified Repair queued
FRY12_FRY12A_20231217_omb.pdf Supporting Statement A Uploaded 2023-12-17 Available
IC Document Collections
IC IDCollectionTypeStatusForm
44941 Reporting FR Y-12 (Quarterly) Form Modified
263968 Recordkeeping FR Y-12A Instruction New
263967 Recordkeeping FR Y-12 (Semiannual) Form New
263966 Recordkeeping FR Y-12 (Quarterly) Form New
223136 Reporting FR Y-12A Form Modified
190538 Reporting FR Y-12 (Semiannual) Form Modified
ICR Details
7100-0300 202312-7100-005
Active 202312-7100-002
FRS FR Y-12; FR Y-12A
Consolidated Holding Company Report of Equity Investments in Nonfinancial Companies; Annual Report of Merchant Banking Investments Held for an Extended Period
Revision of a currently approved collection   No
Delegated
Approved without change 12/17/2023
Retrieve Notice of Action (NOA) 12/17/2023
  Inventory as of this Action Requested Previously Approved
12/31/2026 36 Months From Approved 12/31/2023
262 0 131
2,021 0 1,955
0 0 0
The FR Y-12 report collects information from certain domestic bank holding companies (BHCs), savings and loan holding companies (SLHCs), and U.S. intermediate holding companies (IHCs) (collectively, holding companies) on their equity investments in nonfinancial companies. The FR Y-12A report is filed by financial holding companies (FHCs) with merchant banking investments that are approaching the end of the holding periods permissible under the Board’s Regulation Y - Bank Holding Companies and Change in Bank Control (12 CFR Part 225).
US Code: 12 USC 1844(c)(1)(A) Name of Law: Bank Holding Company Act of 1956
   US Code: 12 USC 1467a(b)(2) Name of Law: Home Owners’ Loan Act
   US Code: 12 USC 5311(a)(1) Name of Law: Dodd-Frank Wall Street Reform and Consumer Protection Act
   US Code: 12 USC 5365 Name of Law: Dodd-Frank Wall Street Reform and Consumer Protection Act
   US Code: 12 USC 1843(k)(7)(A) Name of Law: Bank Holding Company Act of 1956
  
None
Not associated with rulemaking
  88 FR 46161 07/19/2023
88 FR 84327 12/05/2023
No
  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 262 131 0 131 0 0
Annual Time Burden (Hours) 2,021 1,955 0 66 0 0
Annual Cost Burden (Dollars) 0 0 0 0 0 0
Yes
Miscellaneous Actions
No
The estimated total annual burden for the FR Y-12 and FR Y-12A is 1,955 hours, and would increase to 2,021 hours with the revisions. The Board revised the FR Y-12 and FR Y-12A instructions by 1) specifying when respondents should submit their reports if the submission deadline falls on a weekend or holiday, 2) modifying and clarifying the recordkeeping requirements of the submitted forms, 3) clarifying what must be included in the reported amount of a firm’s aggregate nonfinancial equity investment, 4) clarifying in the FR Y-12 instructions which columns are applicable to Schedules A and C, and 5) aligning the submission deadline of the FR Y-12A to be consistent with the FR Y-12 submission deadline.
$21,700
No
    Yes
    No
No
No
No
No
Ron Qiu 202 430-9259 [email protected]
  No
On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
12/17/2023