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Federal forms, ICRs, and supporting documents

Information Collection Request

Advanced Capital Adequacy Framework Regulatory Reporting Requirements - FFIEC 101

ICR 202306-3064-009 · OMB 3064-0159 · Received in OIRA

Forms and Documents
DocumentTypeStatusAvailability
Form FFIEC 101 Currentl Advanced Capital Adequacy Framework Regulatory Reporting Requirments Form Modified Repair queued
FR2 0159 Advanced Capital Adequacy Framework Regulatory Reporting Requirements - FFIEC 101 88FR 71083 October 13 2023.pdf Supplementary Document Uploaded 2023-10-13 Missing upstream
FR1 0159 Advanced Capital Adequacy Framework Regulatory Reporting Requirements - FFIEC 101 88FR 42131 June 29 2023.pdf Supplementary Document Uploaded 2023-10-13 Repair queued
SPST-0159 Advanced Capital Adequacy Framework FFIEC 101 2023 Renewal.docx Supporting Statement A Uploaded 2023-10-13 Missing upstream
IC Document Collections
IC IDCollectionTypeStatusForm
183512 Advanced Capital Adequacy Framework Regulatory Reporting Requirments Form Modified
ICR Details
3064-0159 202306-3064-009
Received in OIRA 202011-3064-008
FDIC FFIEC 101
Advanced Capital Adequacy Framework Regulatory Reporting Requirements - FFIEC 101
Extension without change of a currently approved collection   No
Regular 10/13/2023
  Requested Previously Approved
36 Months From Approved 12/31/2023
4 4
2,696 2,696
0 0
These quarterly reporting requirements were established by the Federal Financial Institutions Examination Council (FFIEC) for banks that quality for and adopt the Advanced Capital Adequacy Framework or are in the parallel run state of qualifying for the framework. The information is collected using the form “FFIEC 101.” The FFIEC 101 contains nineteen schedules, A through S, for banks to submit detailed data on the components of their capital and risk-weighted assets. The FDIC uses the information collected through these reporting requirements in the following ways: • To assess and monitor the levels and components of each reporting bank’s regulatory capital requirements and the adequacy of the bank’s capital under the Advanced Capital Adequacy Framework and the supplementary leverage ratio, as applicable; • To evaluate the impact and competitive implications of the Advanced Capital Adequacy Framework and the supplementary leverage ratio, as applicable, on individual reporting banks and on an industry-wide basis; and • To supplement on-site examination processes at individual reporting banks. The reporting schedules also assist banks in understanding expectations around the system development necessary for implementation and validation of the Advanced Capital Adequacy Framework and the supplementary leverage ratio, as applicable. Submitted FFIEC 101 report data that are released publicly on an individual institution basis also provide other interested parties with information about advanced approaches institutions’ and Category III institutions’ regulatory capital. By incorporating the complete international leverage ratio common disclosure template into SLR Tables 1 and 2 of FFIEC 101 Schedule A, the agencies also ensure transparency and comparability of reporting of regulatory capital elements among internationally active banks.
US Code: 12 USC 1811 et seq. Name of Law: Federal Deposit Insurance Act
  
None
Not associated with rulemaking
  88 FR 42131 06/29/2023
88 FR 71803 10/13/2023
No
1
IC Title Form No. Form Name
Advanced Capital Adequacy Framework Regulatory Reporting Requirments FFIEC 101 Currently Approved Version September 202 Regulatory Capital Reporting for Institutions Subject to the Advanced Capital Adequacy Framework
  Total Request Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 4 4 0 0 0 0
Annual Time Burden (Hours) 2,696 2,696 0 0 0 0
Annual Cost Burden (Dollars) 0 0 0 0 0 0
No
No
$0
No
    No
    No
No
No
No
Yes
Manuel Cabeza 202 898-3781 [email protected]
  No
On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
10/13/2023