Information Collection Request

OPRE Study: Early Care and Education Leadership Study (ExCELS) Descriptive Study

ICR 202205-0970-013 · OMB 0970-0582 · Received in OIRA

Forms and Documents
DocumentTypeStatusAvailability
ExCELS_NonSub Change Request_05192022.docx Justification for No Material/Nonsubstantive Change Uploaded 2022-05-19 Repair queued
ExCELS_Incentive and NonSub Change Request_02072022.docx Justification for No Material/Nonsubstantive Change Uploaded 2022-02-15 Missing upstream
ExCELS_Descriptive Study_SSB_NSC_Clean 02072022.docx Supporting Statement B Uploaded 2022-02-15 Missing upstream
ExCELS_Descriptive Study_SSA_NSC_Clean 05192022.docx Supporting Statement A Uploaded 2022-05-19 Repair queued
Appendix E_ExCELS Teaching Staff Survey Respondent Materials_NSC_Clean_02072022.docx Supplementary Document Uploaded 2022-02-15 Repair queued
Appendix D_ExCELS Center Manager Survey Respondent Materials_7.14.21_Clean.docx Supplementary Document Uploaded 2021-08-10 Repair queued
Appendix C_ExCELS Interview Confirmation Emails.docx Supplementary Document Uploaded 2021-08-10 Repair queued
Appendix B_ExCELS Center Recruitment Materials_NSC_Clean_02072022.docx Supplementary Document Uploaded 2022-02-15 Available
Appendix A_ExCELS Theory of Change.docx Supplementary Document Uploaded 2021-08-10 Repair queued
IC Document Collections
IC IDCollectionTypeStatusForm
248789 Teaching staff survey Other-Survey Unchanged
248788 Center manager survey Other-Survey Unchanged
248787 Teaching staff roster Other-Roster Unchanged
248786 Staffing Structure and Leadership Positions (SSLP) Interview Guide Other-Interview Guide Unchanged
248785 Engagement interview guide Other-Interview Guide Unchanged
248784 Umbrella organization recruitment approval call script Other-Recruitment Script Unchanged
248783 Center recruitment call script Other-Recruitment Script Unchanged
ICR Details
0970-0582 202205-0970-013
Received in OIRA 202202-0970-004
HHS/ACF OPRE
OPRE Study: Early Care and Education Leadership Study (ExCELS) Descriptive Study
No material or nonsubstantive change to a currently approved collection   No
Regular 05/19/2022
  Requested Previously Approved
12/31/2023 12/31/2023
1,302 1,302
1,010 1,010
0 0

The Office of Planning, Research, and Evaluation (OPRE) within the Administration for Children and Families in the U.S. Department of Health and Human Services contracted with Mathematica and its subcontractor, the Institute for Early Education Leadership and Innovation at the University of Massachusetts Boston, to conduct the Early Care and Education Leadership Study (ExCELS). The purpose of ExCELS is to learn about leadership in center-based early care and education (ECE) settings, and better understand how leadership might improve the quality of care and education centers provide and outcomes for staff, children, and families. The ExCELS descriptive study was launched in March 2022 with a plan to recruit 120 center-based ECE settings. These centers need to have at least one primary site leader (e.g., center director) in the building, receive funding from Head Start or the Child Care and Development Fund, and serve children whose ages range from birth to age 5 (but who are not yet in kindergarten). Data collection includes interviews with each center’s primary site leader and surveys for select center managers and all teaching staff. Data from the descriptive study will help develop a psychometrically sound measure of leadership. The study design includes a purposive sample of 120 center-based ECE settings from four states, selected to achieve variation that is critical for assessing the theory of change for ECE leadership and for psychometric analyses to develop a measure of leadership. The statistical precision of the planned analysis rests primarily on the number of staff respondents to surveys. The team has based assumptions of survey completes on the number of participating centers, the average number of staff in center-based settings, and a high response rate. A sample of 120 centers will support the ability to achieve sample targets for survey respondents that are needed to support the planned analysis. Since launching recruitment, the study team has had to conduct recruitment calls with a larger number of centers to engage one in the study. We are seeing that 30% of centers with which the team has conducted a recruitment call are agreeing to participate in the study. Centers are reporting being short-staffed, having many demands on their time, and continued staff stress and fatigue, due in part to the ongoing pandemic. We are also finding that larger numbers of centers are being found ineligible than anticipated (30% of those agreeing to participate after the recruitment call). This has required conducting engagement interviews with a larger number of centers than planned to successfully identify eligible centers for the study. We are requesting an increase to the burden estimates to allow for outreach to a larger number of centers and to account for potential attrition at different stages of engagement. These increases will help us complete data collection with 120 centers to support the study goals. The team has also made three adjustments to the sampling selection and recruitment targets to be more flexible in bringing centers into the study and determining eligibility.

US Code: 42 USC 9835 Name of Law: Head Start Act § 640
   US Code: 42 USC 9858 Name of Law: Child Care and Development Block Grant Act of 1990 § 658O
   PL: Pub.L. 113 - 186 9 Name of Law: Child Care and Development Block Grant Act of 1990 as amended by the CCDBG Act of 2014
   US Code: 42 USC 9844 Name of Law: Head Start Act § 649
  
None

Not associated with rulemaking

  86 FR 24626 05/07/2021
86 FR 44375 08/12/2021
No

  Total Request Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 1,302 1,302 0 0 0 0
Annual Time Burden (Hours) 1,010 1,010 0 0 0 0
Annual Cost Burden (Dollars) 0 0 0 0 0 0
No
No
This is a new information collection request.

$1,429,000
No
    Yes
    No
No
No
No
No
Molly Buck 202 205-4724 [email protected]

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
05/19/2022