OMB.report

Federal forms, ICRs, and supporting documents

Information Collection Request

Notices Required of Government Securities Dealers or Brokers (Insured State Nonmember Banks)

ICR 202201-3064-004 · OMB 3064-0093 · Received in OIRA

Forms and Documents
DocumentTypeStatusAvailability
Form G-FIN-5 Uniform Termination Notice for Persons Associated with a Financial Institution Government Securities Broker or Dealer Form and Instruction Modified Repair queued
Form G-FIN-4 Disclosure Form for Person Associated with a Financial Institution Securities Broker or Dealer Form and Instruction Modified Repair queued
Form G-FINW Notice by Financial Institutions of Termination of Activities as a Government Securities Broker or Government Securities Dealer Form Unchanged Repair queued
Form G-FIN Notice by Financial Institutions of Government Securities Broker or Government Securities Dealer Activities (G-FIN) Form Unchanged Repair queued
SPST-0093 Notices from Government Securities Dealers 2022 Renewal FINAL.docx Supporting Statement A Uploaded 2022-02-17 Repair queued
FR2-0093 Notices Required of Government Securities Dealers 87 FR 7449 February 9, 2022.pdf Supplementary Document Uploaded 2022-02-17 Missing upstream
FR1-0093 Notices Required of Government Securities Dealers 86 FR 69033 December 6 2021 .pdf Supplementary Document Uploaded 2022-02-17 Repair queued
IC Document Collections
IC IDCollectionTypeStatusForm
235137 Uniform Termination Notice for Persons Associated with a Financial Institution Government Securities Broker or Dealer Form and Instruction Modified
235136 Disclosure Form for Person Associated with a Financial Institution Securities Broker or Dealer Form and Instruction Modified
235118 Notice by Financial Institutions of Termination of Activities as a Government Securities Broker or Government Securities Dealer Form Unchanged
235116 Notice by Financial Institutions of Government Securities Broker or Government Securities Dealer Activities (G-FIN) Form Unchanged
ICR Details
3064-0093 202201-3064-004
Received in OIRA 201902-3064-008
FDIC
Notices Required of Government Securities Dealers or Brokers (Insured State Nonmember Banks)
Extension without change of a currently approved collection   No
Regular 02/17/2022
  Requested Previously Approved
36 Months From Approved 04/30/2022
12 8
21 13
0 0
The Government Securities Act of 1986 requires all financial institutions acting as government securities brokers and dealers to notify their federal regulatory agencies of their broker-dealer activities, unless exempted from the notice requirement by Treasury Department regulation.
US Code: 15 USC 78o-5 Name of Law: Government Securities Act of 1986
  
None
Not associated with rulemaking
  86 FR 69083 12/06/2021
87 FR 7449 02/09/2022
No
  Total Request Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 12 8 0 0 4 0
Annual Time Burden (Hours) 21 13 0 0 8 0
Annual Cost Burden (Dollars) 0 0 0 0 0 0
No
No
$0
No
    Yes
    Yes
No
No
No
No
Manuel Cabeza 202 898-3781 [email protected]
  No
On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
02/17/2022