Interagency Notice of Change in Control; Interagency Notice of Change in Director or Senior Executive Officer; Interagency Biographical and Financial Report
ICR 202105-7100-006 · OMB 7100-0134 · Historical Active
⚠️ Notice: This information collection may be outdated. More recent filings for OMB 7100-0134 can be found here:
Interagency Notice of Change in Control; Interagency Notice of Change in Director or Senior Executive Officer; Interagency Biographical and Financial Report
No material or nonsubstantive change to a currently approved collection
Each of these forms is used by the Board to collect information in connection with certain filings by bank holding companies (BHCs), savings and loan holding companies (SLHCs), state member banks (SMBs), and associated individuals prior to proposed changes in the ownership or management of BHCs, SLHCs, and SMBs. The information collected by these forms assists the Board in fulfilling its statutory responsibilities as a supervisor. The information collected in the Interagency Notice of Change in Control (FR 2081a) is provided by persons seeking to acquire or retain control of a BHC, SLHC, or SMB pursuant to the Change in Bank Control Act (CBC Act) (12 U.S.C. § 1817(j)). The Interagency Notice of Change in Director or Senior Executive Officer (FR 2081b) is submitted under certain circumstances, pursuant to section 914 of the Financial Institutions Reform, Recovery, and Enforcement Act of 1989 (FIRREA), by a BHC, SLHC, or SMB making changes to its board of directors or senior executive officers, or by the individual involved. The Interagency Biographical and Financial Report (FR 2081c) is a companion reporting form to the FR 2081a, FR 2081b, and other reporting forms, and is used to gather required information about the individuals involved in various applications and notices.
US Code:
12 USC 1817(j)
Name of Law: Federal Deposit Insurance Act
US Code:
12 USC 1844(c)
Name of Law: Bank Holding Company Act of 1956
US Code:
12 USC 1467a(b) and (g)
Name of Law: Home Ownersâ Loan Act
US Code:
12 USC 248(a)
Name of Law: Federal Reserve Act
US Code:
12 USC 324
Name of Law: Federal Reserve Act
US Code:
12 USC 1831(i)
Name of Law: Financial Institutions Reform, Recovery and Enforcement Act of 1989
US Code:
12 USC 1828(c)
Name of Law: Federal Deposit Insurance Act
US Code:
12 USC 1842
Name of Law: Bank Holding Company Act of 1956
On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
(i) Why the information is being collected;
(ii) Use of information;
(iii) Burden estimate;
(iv) Nature of response (voluntary, required for a benefit, or mandatory);
(v) Nature and extent of confidentiality; and
(vi) Need to display currently valid OMB control number;
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
Form FR 2081a Reporting FR 2081a
FR2081a_FR2081b_FR2081c_20210520_83c.pdf
Reporting FR 2081a