Form N-6 (17 CFR 239.17c) under the Securities Act of 1933 and (17 CFR 274.11d) under the Investment Company Act of 1940, Registration Statement of Separate Accounts Organized as Unit Investment Trust
ICR 202011-3235-015 · OMB 3235-0503 · Received in OIRA
⚠️ Notice: This information collection may be outdated. More recent filings for OMB 3235-0503 can be found here:
Form N-6 (17 CFR 239.17c) under the Securities Act of 1933 and (17 CFR 274.11d) under the Investment Company Act of 1940, Registration Statement of Separate Accounts Organized as Unit Investment Trust
Revision of a currently approved collection
No
Regular
11/17/2020
Requested
Previously Approved
36 Months From Approved
07/31/2023
385
388
65,123
31,987
7,840,000
3,816,692
Form N-6 is the form used by insurance company separate accounts organized as unit investment trusts that offer variable life insurance contracts to register as investment companies under the Investment Company Act of 1940 [15 U.S.C. 80a-1 et seq.] ("Investment Company Act") and/or to register their securities under the Securities Act of 1933 [15 U.S.C. 77a et seq.].
US Code:
15 USC 77e
Name of Law: Securities Act of 1933
US Code:
15 USC 80a-8
Name of Law: Investment Company Act of 1940
The current approved total annual hour burden for preparing and filing registration statements on Form N-6 is 31,987 internal burden hours. We estimate that the new internal burden will be approximately 65,123 hours annually, reflecting an increase of 33,136 internal burden hours associated with amended Form N-6.
The current approved estimate for the external annual cost burdens associated with preparing and filing initial and post-effective registration statements on Form N-6 is 3,816,692 annually. We estimate that the new internal burden will be $7,840,000, reflecting an increase of $4,023,308.
The increase in the estimates regarding the total hour and external cost burdens associated with Form N-6 reflect the increase in estimated burdens associated with the amendments, adjustments to certain per filing estimates, and current estimates for the annual number of filings on Form N-6.
$0
No
No
No
No
No
No
No
Pamela Ellis 202 551-3506
No
On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
(i) Why the information is being collected;
(ii) Use of information;
(iii) Burden estimate;
(iv) Nature of response (voluntary, required for a benefit, or mandatory);
(v) Nature and extent of confidentiality; and
(vi) Need to display currently valid OMB control number;
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
Form SEC 2567 Form N-6 (17 CFR 239.17c) under the Securities Act of 1933 and (17 CFR 274.11d) under the Investment Company Act of 1940, Registration Statement of Separate Accounts Organized as Unit Investment Trust
Form N-6 - Supporting Statement.pdf
Form N-6 (17 CFR 239.17c) under the Securities Act of 1933 and (17 CFR 274.11d) under the Investment Company Act of 1940, Registration Statement of Separate Accounts Organized as Unit Investment Trust