The FFIEC 101 collects data regarding the levels and components of risk-based capital from firms subject to the Boardâs advanced approaches capital framework (advanced approaches framework), as well as data regarding the supplementary leverage ratio (SLR) from firms subject to that requirement. The FFIEC 101 must be filed quarterly by certain large or internationally active state member banks (SMBs), bank holding companies (BHCs), savings and loan holding companies (SLHCs) that are subject to the advanced approaches framework and other Board-regulated institutions that adopt the framework on a voluntary basis (collectively, advanced approaches banking organizations); additionally, certain BHCs, SLHCs, SMBs, and U.S. intermediate holding companies (IHCs) that are not advanced approaches banking organizations must report only certain information regarding the SLR.
US Code:
12 USC 324
Name of Law: Federal Reserve Act
US Code:
12 USC 3106(a)
Name of Law: International Banking Act of 1978
US Code:
12 USC 3108(a)
Name of Law: International Banking Act of 1978
US Code:
12 USC 1844(c)(1)(a)
Name of Law: Bank Holding Company Act of 1956
US Code:
12 USC 1467a(b)(2)
Name of Law: Home Ownersâ Loan Act
US Code:
12 USC 1844(c)(1)(A)
Name of Law: Bank Holding Company Act of 1956
US Code:
12 USC 5311(a)(1)
Name of Law: Dodd-Frank Wall Street and Consumer Protection Act
US Code:
12 USC 5365
Name of Law: Dodd-Frank Wall Street and Consumer Protection Act
The estimated total annual burden for the FFIEC 101 is 46,060 hours, and would decrease to 35,276 hours with the proposed revisions, mostly due to the decrease in the number of advanced approaches banking organizations resulting from the final tailoring rule.
On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
(i) Why the information is being collected;
(ii) Use of information;
(iii) Burden estimate;
(iv) Nature of response (voluntary, required for a benefit, or mandatory);
(v) Nature and extent of confidentiality; and
(vi) Need to display currently valid OMB control number;
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
Form FFIEC 101 IHCs
FFIEC101_20200206_omb.pdf
SMBs