OMB.report

Federal forms, ICRs, and supporting documents

Information Collection Request

Advanced Capital Adequacy Framework Regulatory Reporting Requirements

ICR 202001-1557-003 · OMB 1557-0239 · Historical Active

Forms and Documents
DocumentTypeStatusAvailability
Form FFIEC 101 Advanced Capital Adequacy Framework Regulatory Reporting Requirements Form Modified Repair queued
1557-0239 FFIEC 101 Supporting Statement 1-21-20.docx Supporting Statement A Uploaded 2020-01-22 Available
IC Document Collections
IC IDCollectionTypeStatusForm
181965 Advanced Capital Adequacy Framework Regulatory Reporting Requirements Form Modified
ICR Details
1557-0239 202001-1557-003
Historical Active 201902-1557-003
TREAS/OCC
Advanced Capital Adequacy Framework Regulatory Reporting Requirements
Revision of a currently approved collection   No
Regular
Approved without change 03/19/2020
Retrieve Notice of Action (NOA) 02/03/2020
  Inventory as of this Action Requested Previously Approved
03/31/2023 36 Months From Approved 03/31/2022
20 0 56
13,480 0 37,800
0 0 0
The Federal Deposit Insurance Act (FDI Act) and the International Lending Supervision Act of 1983 (ILSA) require the OCC to have risk-based capital requirements and to ensure that banks maintain adequate capital. The OCC uses these data to assess and monitor the levels and components of each reporting entity’s risk-based capital requirements and the adequacy of the entity’s capital under the framework. These data also allow the OCC to evaluate the quantitative impact and competitive implications of the framework on individual respondents and on the financial industry. The reporting schedules also assist banks in understanding expectations surrounding the system development necessary for implementation and validation of the framework. The submitted data that is released publicly also provide other interested parties with information about banks’ risk-based capital. Finally, the submitted data supplement on-site examination processes. This ICR implements recent revisions to the OCC's capital rules.
US Code: 12 USC 1 et seq. Name of Law: National Bank Act
  
None
Not associated with rulemaking
  84 FR 53227 10/04/2019
85 FR 4780 01/27/2020
No
  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 20 56 0 -36 0 0
Annual Time Burden (Hours) 13,480 37,800 0 -24,320 0 0
Annual Cost Burden (Dollars) 0 0 0 0 0 0
No
Yes
Changing Regulations
Total estimated burden decreased by 24,320 hours. A reduction of 24,300 hours was due to the exemption of 9 OCC-supervised Category III and IV institutions from filing the FFIEC 101. A reduction of 20 hours was due to efficiencies associated with changes for the SA-CCR final rule to better align reporting with banks’ internal risk-management reporting.
No
    No
    No
No
No
No
Uncollected
Kevin Korzeniewski 202 874-5090
  No
On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
02/03/2020