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Federal forms, ICRs, and supporting documents

Information Collection Request

Risk-Based Capital Standards: Advanced Capital Adequacy Framework

ICR 201811-1557-001 · OMB 1557-0318 · Historical Inactive

Forms and Documents
DocumentTypeStatusAvailability
1557-0318 SA-CCR 11-8-18.docx Supporting Statement A Uploaded 2018-11-08 Available
IC Document Collections
IC IDCollectionTypeStatusForm
233972 Advanced Approach - One-time Recordkeeping New
233971 Advanced Approach - One-time Disclosure New
233970 Standardized Approach - One-time Recordkeeping New
233969 Standardized Approach - One-time Disclosures New
209900 Minimum Regulatory Capital Ratios - Ongoing Recordkeeping Modified
209899 Advanced Approach - Ongoing Recordkeeping Modified
209898 Advanced Approach - Ongoing Disclosures Modified
209897 Standardized Approach - Ongoing Recordkeeping Modified
209896 Standardized Approach - Ongoing Disclosures Modified
ICR Details
1557-0318 201811-1557-001
Historical Inactive 201701-1557-002
TREAS/OCC
Risk-Based Capital Standards: Advanced Capital Adequacy Framework
Revision of a currently approved collection   No
Regular
Comment filed on proposed rule and continue 04/26/2019
Retrieve Notice of Action (NOA) 12/17/2018
Pursuant to 5 CFR 1320.11(c), OMB files this comment on this information collection request (ICR). In accordance with 5 CFR 1320, OMB is withholding approval at this time. The agency shall examine public comment in response to the NPRM and will include in the supporting statement of the next ICR--to be submitted to OMB at the final rule stage--a description of how the agency has responded to any public comments on the ICR, including comments on maximizing the practical utility of the collection and minimizing the burden. The next submission to OMB must include the draft final rule.
  Inventory as of this Action Requested Previously Approved
08/31/2020 36 Months From Approved 08/31/2020
2,769 0 2,769
240,711 0 240,711
0 0 0
The rules for calculating risk-weighted assets are intended to enhance risk sensitivity and address weaknesses identified in recent years. The OCC uses the information collected to meet its statutory obligations to adopt and implement a risk-based capital requirement, determine the qualification of a bank for application of the rule, and assess the adequacy of a qualifying bank’s risk-based capital. The proposal would revise the capital rule to implement SA CCR in order to calculate the exposure amount of derivatives contracts under the agencies’ regulatory capital rule as well as update other parts of the capital rule to account for the proposed incorporation of SA CCR. The proposal will not, however, result in changes to the burden. In order to be consistent across the agencies, the agencies are applying a conforming methodology for calculating the burden estimates. The agencies are also updating the number of respondents based on the current number of supervised entities even though this proposal only affects a limited number of entities. The agencies believe that any changes to the information collections associated with the proposed rule are the result of the conforming methodology and updates to the respondent count, and not the result of the proposed rule changes.
US Code: 12 USC 1 et seq. Name of Law: The National Bank Act
   US Code: 12 USC 3901-3909 Name of Law: International Lending Supervision Act
   US Code: 12 USC 1464 Name of Law: Homeowners' Loan Act
  
None
1557-AE44 Proposed rulemaking 83 FR 64660 12/17/2018
No
No
No
The proposal will not result in changes to the burden. In order to be consistent across the agencies, the agencies are applying a conforming methodology for calculating the burden estimates. The agencies are also updating the number of respondents based on the current number of supervised entities even though this proposal only affects a limited number of entities. The agencies believe that any changes to the information collections associated with the proposed rule are the result of the conforming methodology and updates to the respondent count, and not the result of the proposed rule changes.
No
    No
    No
No
No
No
Uncollected
Kevin korzeniewski 202 874-4628
  No
On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
12/17/2018