OMB.report

Federal forms, ICRs, and supporting documents

Information Collection Request

Suspicious Activity Report by Securities and Futures Industries and 31 CFR 1026.320 and 1023.320

ICR 201808-1506-005 · OMB 1506-0019 · Historical Active

Forms and Documents
DocumentTypeStatusAvailability
Form FinCEN Form 111 Suspicious Activity Report by Securities and Futures Industries and 31 CFR 1026.320 and 1023.320 Form and Instruction Unchanged Repair queued
0019 SAR-SF Rule Supp Statement 2018 clean 10-15-18.docx Supporting Statement A Uploaded 2018-10-25 Repair queued
IC Document Collections
IC IDCollectionTypeStatusForm
39059 Suspicious Activity Report by Securities and Futures Industries and 31 CFR 1026.320 and 1023.320 Form and Instruction Unchanged
ICR Details
1506-0019 201808-1506-005
Historical Active 201504-1506-003
TREAS/FINCEN
Suspicious Activity Report by Securities and Futures Industries and 31 CFR 1026.320 and 1023.320
Extension without change of a currently approved collection   No
Regular
Approved without change 03/22/2019
Retrieve Notice of Action (NOA) 10/30/2018
FinCEN will work with the Office of Information and Regulatory Affairs during the next 15 months to develop a better process and methodology for accurately estimating the burden and practical utility associated with the collection of Suspicious Activity Reports, and how to report such information under the Paperwork Reduction Act for each industry subject to the relevant regulations issued in implementing the Bank Secrecy Act.
  Inventory as of this Action Requested Previously Approved
07/31/2020 36 Months From Approved 03/31/2019
1 0 1
1 0 1
0 0 0
Treasury requires certain securities broker-dealers, futures commission merchants and introducing brokers in commodities to file suspicious activity reports.
US Code: 31 USC 5311-5330 Name of Law: Money and Finance
  
None
Not associated with rulemaking
  83 FR 42556 08/22/2018
83 FR 54659 10/30/2018
No
  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 1 1 0 0 0 0
Annual Time Burden (Hours) 1 1 0 0 0 0
Annual Cost Burden (Dollars) 0 0 0 0 0 0
No
No
$0
No
    No
    No
No
No
No
Uncollected
Jaclyn Stewart 202 354-6028 [email protected]
  No
On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
10/30/2018