OMB.report

Federal forms, ICRs, and supporting documents

Information Collection Request

Company-Run Annual Stress Test Reporting Template and Documentation for Covered Institutions with Total Consolidated Assets of over $50 Billion

ICR 201802-1557-001 · OMB 1557-0319 · Historical Active

Forms and Documents
DocumentTypeStatusAvailability
Summary Schedule Form Modified Available
Scenario Template Form Modified Available
Supplemental Schedule Form Modified Available
Regulatory Capital Template Form Modified Repair queued
Operational Risk Template Form Modified Available
DFAST-14A Instructions_20180201.pdf Supplementary Document Uploaded 2018-02-02 Available
Supporting Statement 2.1.18.docx Supporting Statement A Uploaded 2018-02-02 Available
IC Document Collections
IC IDCollectionTypeStatusForm
209184 Summary Schedule Form Modified
209179 Scenario Template Form Modified
209178 Supplemental Schedule Form Modified
209177 Regulatory Capital Template Form Modified
209176 Operational Risk Template Form Modified
ICR Details
1557-0319 201802-1557-001
Historical Active 201701-1557-003
TREAS/OCC
Company-Run Annual Stress Test Reporting Template and Documentation for Covered Institutions with Total Consolidated Assets of over $50 Billion
Revision of a currently approved collection   No
Regular
Approved without change 05/16/2018
Retrieve Notice of Action (NOA) 02/02/2018
  Inventory as of this Action Requested Previously Approved
05/31/2021 36 Months From Approved 04/30/2020
130 0 125
13,949 0 13,414
0 0 0
Section 165(i)(2) of the Dodd-Frank Act requires certain financial companies, including national banks and Federal savings associations, to conduct annual stress tests and requires the primary financial regulatory agency of those financial companies to issue regulations implementing the stress test requirements. The OCC issued an anuual stress test rule to meet this requirement in 2012. The OCC also issued related reporting templates for institutions with consolidated assets of over $50 billion in 2012. The revisions to the DFAST-14A reporting templates consist of adding data items, deleting data items, and redefining existing data items. These changes will (1) provide additional information to greatly enhance the ability of the OCC to analyze the validity and integrity of firms’ projections, (2) improve comparability across firms, and (3) increase consistency between the FR Y–14A reporting templates and DFAST-14A reporting templates. The OCC has conducted a thorough review of the changes and believes that the incremental burden of these changes is justified given the need for these data to properly conduct the OCC’s supervisory responsibilities related to the stress testing.
PL: Pub.L. 111 - 203 165(i) Name of Law: Dodd-Frank Wall Street Reform and Consumer Protection Act
  
None
Not associated with rulemaking
  82 FR 51936 11/08/2017
83 FR 4957 02/02/2018
Yes
  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 130 125 0 5 0 0
Annual Time Burden (Hours) 13,949 13,414 0 535 0 0
Annual Cost Burden (Dollars) 0 0 0 0 0 0
Yes
Miscellaneous Actions
No
The change is burden is due to the fact that one additional respondent is expected to complete the templates.
No
    No
    No
No
Yes
No
Uncollected
Henry Barkhausen 202 649-7191 [email protected]
  No
On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
02/02/2018