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Federal forms, ICRs, and supporting documents

Information Collection Request

Risk-Based Capital Standards: Advanced Capital Adequacy Framework

ICR 201709-1557-002 · OMB 1557-0318 · Historical Inactive

Forms and Documents
DocumentTypeStatusAvailability
1557-0318 9-21-17.docx Supporting Statement A Uploaded 2017-09-25 Available
IC Document Collections
IC IDCollectionTypeStatusForm
209900 Minimum Regulatory Capital Ratios - Recordkeeping Unchanged
209899 Advanced Approaches - Recordkeeping Modified
209898 Advanced Approaches - Disclosures Modified
209897 Standardized Approach - Recordkeeping Modified
209896 Standardized Approach - Disclosures Modified
ICR Details
1557-0318 201709-1557-002
Historical Inactive 201701-1557-002
TREAS/OCC
Risk-Based Capital Standards: Advanced Capital Adequacy Framework
Revision of a currently approved collection   No
Emergency 12/29/2017
Withdrawn and continue 10/31/2017
Retrieve Notice of Action (NOA) 10/31/2017
  Inventory as of this Action Requested Previously Approved
08/31/2020 6 Months From Approved 08/31/2020
2,769 0 2,769
240,711 0 240,711
0 0 0
The rules for calculating risk-weighted assets are intended to enhance risk sensitivity and address weaknesses identified in recent years. The OCC uses the information collected to meet its statutory obligations to adopt and implement a risk-based capital requirement, determine the qualification of a bank for application of the rule, and assess the adequacy of a qualifying bank’s risk-based capital. The OCC, FRB, and FDIC have issued a proposed rule that would amend their capital rules to (1) replace the standardized approach’s treatment of high volatility commercial real estate (HVCRE) exposures with a simpler treatment for most high volatility acquisition, development, or construction (HVADC) exposures and (2) break out the disclosures in Table 8 to include (i) after-tax gain-on-sale on a securitization that has been deducted from common equity tier 1 capital and (ii) credit-enhancing interest-only strip that is assigned a 1,250 percent risk weight. There are no changes in burden associated with the proposed rulemaking. However, in order to be consistent across the agencies, the OCC is conforming the methodology for calculating its burden estimates to that of the other agencies.
We have a final rule becoming effective on 1/1/18 and need clearance prior to that date.
US Code: 12 USC 3901-3909 Name of Law: International Lending Supervision Act
   US Code: 12 USC 1 et seq. Name of Law: The National Bank Act
   US Code: 12 USC 1464 Name of Law: Homeowners' Loan Act
  
None
1557-AE10 Final or interim final rulemaking 82 FR 49984 10/27/2017
No
No
No
The decrease in burden is due to the removal of the startup burden, which is complete.
No
    No
    No
No
No
No
Uncollected
Carl Kaminski 202 649-5869 [email protected]
  No
On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
10/31/2017