OMB.report

Federal forms, ICRs, and supporting documents

Information Collection Request

Regulatory Capital Reporting for Institutions Subject to the Advanced Capital Adequacy Framework

ICR 201608-7100-008 · OMB 7100-0319 · Historical Active

Forms and Documents
DocumentTypeStatusAvailability
Form FFIEC 101 State Member Banks Form Modified Available
Form FFIEC 101 Intermediate Holding Companies Form New Available
Form FFIEC 101 Bank Holding Companies and Savings and Loan Holding Companies Form New Available
FFIEC101_20160818_omb.pdf Supporting Statement A Uploaded 2016-08-18 Available
IC Document Collections
IC IDCollectionTypeStatusForm
45550 State Member Banks Form Modified
223013 Intermediate Holding Companies (one-time) Instruction New
223012 Intermediate Holding Companies Form New
223010 Bank Holding Companies and Savings and Loan Holding Companies Form New
ICR Details
7100-0319 201608-7100-008
Historical Active 201401-7100-003
FRS FFIEC 101
Regulatory Capital Reporting for Institutions Subject to the Advanced Capital Adequacy Framework
Revision of a currently approved collection   No
Regular
Approved without change 09/27/2016
Retrieve Notice of Action (NOA) 08/18/2016
  Inventory as of this Action Requested Previously Approved
09/30/2019 36 Months From Approved 03/31/2017
118 0 80
61,376 0 54,000
0 0 0
The Federal Deposit Insurance Act (FDI Act) and the International Lending Supervision Act of 1983 (ILSA) require the agencies to have risk-based capital requirements and to ensure that banks maintain adequate capital. The Board uses these data to assess and monitor the levels and components of each reporting entity’s risk-based capital requirements and the adequacy of the entity’s capital under the framework. These data also allow the Board to evaluate the quantitative impact and competitive implications of the framework on individual respondents and on the industry. The reporting schedules also assist banks in understanding expectations surrounding the system development necessary for implementation and validation of the framework. The submitted data that is released publicly also provide other interested parties with information about banks’ risk-based capital. Finally, the submitted data supplement on-site examination processes.
US Code: 12 USC 324 Name of Law: Federal Reserve Act
   US Code: 12 USC 1844(c) Name of Law: Bank Holding Company Act
   US Code: 12 USC 1467a(b)(2) Name of Law: Homeowners’ Loan Act
   US Code: 12 USC 165 Name of Law: Dodd-Frank Act
  
None
Not associated with rulemaking
  81 FR 22702 04/18/2016
81 FR 55260 08/18/2016
No
  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 118 80 0 30 8 0
Annual Time Burden (Hours) 61,376 54,000 0 1,976 5,400 0
Annual Cost Burden (Dollars) 0 0 0 0 0 0
Yes
Changing Regulations
Yes
Changing Regulations
The current total annual burden for the FFIEC 101 is estimated to be 59,400 hours and would increase to 61,376 hours. The estimated average hours per response for state member banks would decrease from 675 hours to 674 hours and bank holding companies and savings and loan holding companies would increase from 675 hours to 677 hours due to the proposed changes. The estimated average hours per response for intermediate holding companies would be 300 hours for the one-time setup and 3 hours for ongoing. The increase of 5,400 hours is due a increase in the respondent count.
$157,694
No
No
No
Yes
No
Uncollected
Robert Dahl 202 622-3119 [email protected]
  No
On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
08/18/2016