Information Collection Request

Work Opportunity Tax Credit (WOTC) and Welfare-to-Work (WtW) Tax Credit

ICR 201604-1205-005 · OMB 1205-0371 · Historical Active

Forms and Documents
DocumentTypeStatusAvailability
Form ETA 9065 Work Opportunity Tax Credit (WOTC) and Welfare-to-Work (WtW) Tax Credit Form and Instruction Modified Repair queued
Form ETA 9175 Qualified Long-term Unemployment Recipient (LTUR) Form New Repair queued
Form ETA 9061 Spanish V Individual Characteristics Form Modified Repair queued
BILLS-114hr2029enr see p815.pdf Supplementary Document Uploaded 2016-04-20 Repair queued
Wu Memo for 1205-0371.pdf Supplementary Document Uploaded 2016-04-29 Available
1205-0371 Supporting Statement_FINAL 5.9.16.docx Supporting Statement A Uploaded 2016-05-09 Available
IC Document Collections
IC IDCollectionTypeStatusForm
43791 Work Opportunity Tax Credit (WOTC) and Welfare-to-Work (WtW) Tax Credit Form and Instruction Modified
221431 Qualified Long-term Unemployment Recipient (LTUR) Form New
184551 Individual Characteristics Form Modified
ICR Details
1205-0371 201604-1205-005
Historical Active 201502-1205-006
DOL/ETA 012-05-01-02-02-2025-00.
Work Opportunity Tax Credit (WOTC) and Welfare-to-Work (WtW) Tax Credit
Revision of a currently approved collection   No
Emergency 05/13/2016
Approved with change 05/17/2016
Retrieve Notice of Action (NOA) 05/10/2016
  Inventory as of this Action Requested Previously Approved
11/30/2016 6 Months From Approved 08/31/2018
5,840,620 0 2,420,624
1,960,774 0 847,445
0 0 0

The Work Opportunity Tax Credit (WOTC) is a Federal tax credit available to employers for hiring individuals from certain target groups who have consistently faced significant barrier to employment. This submission includes seven WOTC program forms as follows: • ETA Long-Term Unemployment Recipient Self-Attestation Form (SAF) 9175 • ETA Form 9058 - Report 1, Revised (Rev.) April 2016 - Certification Workload and Characteristics of Certified Individuals • ETA Form 9061, Rev. April 2016 - Individual Characteristics Form • ETA Form Spanish 9061, Rev. April 2016 - Individual Characteristics Form • ETA Form 9062, Rev. April 2016 - Conditional Certification • ETA Form 9063, Rev. April 2016 - Employer Certification • ETA Form 9065, Rev. April 2016 - Agency Declaration of Verification Results Worksheet.
The U.S. Department of Labor’s Employment and Training Administration (ETA) requests OMB to authorize emergency clearance for Information Collection Request for ETA Forms 9058- Report 1, 9061(English and Spanish), and 9062 (OMB Control No. 1205-0371). Additionally, ETA seeks emergency clearance for a Self-Attestation Form to help facilitate the eligibility determination and verification process for a new target group, Qualified Long-term Unemployment Recipients. See attached Work Opportunity Tax Credit (WOTC) forms. Immediate Effect of Statutory Requirement Justifies Emergency Clearance Request On December 18, 2015, President Obama signed into law the Protecting Americans from Tax Hikes Act of 2015, Pub. L. No. 114-113, div. Q (PATH Act). The PATH Act created a new target group, Qualified Long-term Unemployment Recipients, under WOTC. WOTC is a Federal tax credit available to employers for hiring individuals from certain target groups who have consistently faced significant barrier to employment. WOTC is authorized under §§ 51 and 3111(e) of the Internal Revenue Code (Code), as extended and amended by the PATH Act. Legislative authority for the new group took immediate effect, January 1, 2016; consequently, emergency clearance procedures are justified to engage in the collection of information as soon as possible under the circumstances..

PL: Pub.L. 101 - 508 11405(c) Name of Law: Omnibus Budget Reconciliation Act of 1989
   PL: Pub.L. 97 - 34 261(f)(2) Name of Law: Economic Recovery Act of 1981
   PL: Pub.L. 97 - 248 233(e) Name of Law: Tax Equity and Fiscal Responsibility Act of 1982
   PL: Pub.L. 98 - 369 1041(b) Name of Law: Tax Equity and Fiscal Responsibility Act of 1982
   PL: Pub.L. 99 - 514 1701(d) Name of Law: Tax Equity and Fiscal Responsibility Act of 1982
  
PL: Pub.L. 114 - 113 171 Name of Law: Protecting Americans from Tax Hikes Act of 2015 (PATH Act)

Not associated with rulemaking

No

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 5,840,620 2,420,624 95,741 0 3,324,255 0
Annual Time Burden (Hours) 1,960,774 847,445 16,276 0 1,097,053 0
Annual Cost Burden (Dollars) 0 0 0 0 0 0
No
No
The addition of a new target group, Qualified Long-term Unemployment Recipient (LTUR), ETA created a national SAF. The SAF is to be completed by the new hire only. This results in a burden increase due to new statutory requirements of 16,276 hours.

$11,480
No
No
No
No
No
Uncollected
Walter Parker 202 693-2778 [email protected]

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
05/10/2016