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Federal forms, ICRs, and supporting documents

Information Collection Request

Reporting and Recordkeeping Requirements Associated with Margin and Capital Requirements for Covered Swap Entities

ICR 201602-3064-005 · OMB 3064-0201 · Historical Inactive

Forms and Documents
DocumentTypeStatusAvailability
SPST-NEW Margin and Capital Requirements for Swap Entities NPR (24 SEPT 2014).doc Supporting Statement A Uploaded 2016-02-29 Available
IC Document Collections
IC IDCollectionTypeStatusForm
220331 Master Netting Agreement; Margin Collection and Posting; Periodic Review; Documentation; Escalation Procedures; Documentation of Margin Matters New
220329 Request for Determination New
220328 Initial Margin Model; Quantitative Requirements New
ICR Details
3064-0201 201602-3064-005
Historical Inactive
FDIC
Reporting and Recordkeeping Requirements Associated with Margin and Capital Requirements for Covered Swap Entities
New collection (Request for a new OMB Control Number)   No
Regular
Comment filed on proposed rule 03/31/2016
Retrieve Notice of Action (NOA) 03/01/2016
OMB files this comment in accordance with 5 CFR 1320.11( c ). This OMB action is not an approval to conduct or sponsor an information collection under the Paperwork Reduction Act of 1995. This action has no effect on any current approvals. If OMB has assigned this ICR a new OMB Control Number, the OMB Control Number will not appear in the active inventory. For future submissions of this information collection, reference the OMB Control Number provided. Pursuant to 5 CFR 1320.11(c), OMB files this comment on this information collection request (ICR). The agency shall examine public comment in response to the NPRM and will describe in the supporting statement of its next collection any public comments received regarding the collection as well as why (or why it did not) incorporate the commenter’s recommendation. The next submission to OMB must include the draft final rule.
  Inventory as of this Action Requested Previously Approved
36 Months From Approved
0 0 0
0 0 0
0 0 0
Sections 731 and 764 of the Dodd-Frank Act would require the Agencies to adopt rules jointly to establish capital requirements and initial and variation margin requirements for such entities on all non-cleared swaps and non-cleared security-based swaps in order to offset the greater risk to such entities and the financial system arising from the use of swaps and security-based swaps that are not cleared.
PL: Pub.L. 111 - 203 731 Name of Law: Dodd-Frank Wall Street Reform and Consumenr Protection Act
   PL: Pub.L. 111 - 203 764 Name of Law: Dodd-Frank Wall Street Reform and Consumenr Protection Act
  
PL: Pub.L. 111 - 203 731 Name of Law: Dodd-Frank Wall Street Reform and Consumenr Protection Act
PL: Pub.L. 111 - 203 764 Name of Law: Dodd-Frank Wall Street Reform and Consumenr Protection Act
3064-AE21 Proposed rulemaking 79 FR 57348 09/24/2014
No
No
No
No
No
No
Yes
No
Uncollected
Manuel Cabeza 202 898-3781 [email protected]
  No
On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
03/01/2016