OMB.report

Federal forms, ICRs, and supporting documents

Information Collection Request

Notices Required of Government Securities Dealers or Brokers (Insured State Nonmember Banks)

ICR 201512-3064-001 · OMB 3064-0093 · Historical Active

Forms and Documents
DocumentTypeStatusAvailability
Form G-FIN Notices required of Government Securities Dealers or Brokers (Insured State Nonmember Banks) Form Modified Repair queued
FR2 0093 - Notices Required of Government Securities Dealers or Brokers 80 FR 67401 (2 NOV 2015 ).pdf Supplementary Document Uploaded 2015-12-01 Available
FR1 0093 - Notices Required of Government Securities Dealers or Brokers 80 FR 46987 (6 AUG 2015).pdf Supplementary Document Uploaded 2015-12-01 Repair queued
SPST-0093 Notices Required of Government Securities Dealers 2015 Renewal.doc Supporting Statement A Uploaded 2015-12-15 Repair queued
IC Document Collections
IC IDCollectionTypeStatusForm
44173 Notices required of Government Securities Dealers or Brokers (Insured State Nonmember Banks) Form Modified
ICR Details
3064-0093 201512-3064-001
Historical Active 201210-3064-002
FDIC
Notices Required of Government Securities Dealers or Brokers (Insured State Nonmember Banks)
Extension without change of a currently approved collection   No
Regular
Approved without change 03/07/2016
Retrieve Notice of Action (NOA) 12/18/2015
  Inventory as of this Action Requested Previously Approved
03/31/2019 36 Months From Approved 03/31/2016
17 0 17
17 0 17
0 0 0
The Government Securities Act of 1986 requires all financial institutions acting as government securities brokers and dealers to notify their federal regulatory agencies of their broker-dealer activities, unless exempted from the notice requirement by Treasury Department regulation.
US Code: 15 USC 78o-5 Name of Law: Government Securities Act of 1986
  
None
Not associated with rulemaking
  80 FR 46987 08/06/2015
80 FR 67401 11/02/2015
No
  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 17 17 0 0 0 0
Annual Time Burden (Hours) 17 17 0 0 0 0
Annual Cost Burden (Dollars) 0 0 0 0 0 0
No
No
$0
No
No
No
No
No
Uncollected
Manuel Cabeza 202 898-3781 [email protected]
  No
On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
12/18/2015